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Persuasion
Now in its sixth edition, Persuasion: Social Influence and Compliance Gaining continues to boast an accessible voice and vibrant aesthetic that appeals to undergraduate students of communication, psychology, advertising, and marketing. In addition to presenting established theories and models, this text encourages students to develop and apply general conclusions about persuasion in real-world settings. Along the way, students are introduced to the practice of social influence in an array of contexts (e.g., advertising, marketing, politics, interpersonal relationships, social media, groups) and across a variety of topics (e.g., credibility, personality, deception, motivational appeals, visual persuasion). The new edition features an expanded treatment of digital and social media, up-to-date research on theory and practice, and enhanced discussions of topics such as political campaigning, emotional marketing, olfactory influence, and ethics. Instructors can also use the book’s downloadable test bank, instructor’s manual, and PowerPoint slides in preparing course material.
Robert H. Gass is Professor Emeritus of Communication Studies at California State University, Fullerton, USA.
John S. Seiter is Professor in the Department of Languages, Philosophy, and Communication Studies at Utah State University, USA.
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Persuasion Social Influence and Compliance Gaining Sixth Edition
Robert H. Gass John S. Seiter
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Sixth edition published 2018
by Routledge
711 Third Avenue, New York, NY 10017
and by Routledge
2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN
Routledge is an imprint of the Taylor & Francis Group, an informa business
© 2018 Taylor & Francis
The right of Robert H. Gass and John S. Seiter to be identified as authors of this work has been asserted by them in
accordance with sections 77 and 78 of the Copyright, Designs and Patents Act 1988.
All rights reserved. No part of this book may be reprinted or reproduced or utilized in any form or by any electronic,
mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information
storage or retrieval system, without permission in writing from the publishers.
Trademark notice: Product or corporate names may be trademarks or registered trademarks, and are used only for
identification and explanation without intent to infringe.
First edition published by Pearson Education, Inc. 2002
Fifth edition published by Routledge 2016
Library of Congress Cataloging in Publication Data
Names: Gass, Robert H., author. | Seiter, John S., author.
Title: Persuasion : social influence, and compliance gaining /
Robert H. Gass, John S. Seiter.
Description: Sixth edition. | New York, NY : Routledge, 2018.
Identifiers: LCCN 2017042512| ISBN 9781138630598 (hardback) |
ISBN 9781138630611 (pbk.)
Subjects: LCSH: Persuasion (Psychology) | Influence (Psychology) |
Manipulative behavior.
Classification: LCC BF637.P4 G34 2018 | DDC 153.8/52—dc23
LC record available at https://lccn.loc.gov/2017042512
ISBN: 978-0-8153-5821-3 (hbk)
ISBN: 978-1-138-63061-1 (pbk)
ISBN: 978-1-315-20930-2 (ebk)
Typeset in Sabon
by Florence Production Ltd, Stoodleigh, Devon, UK
Visit the eResource: www.routledge.com/9781138630611
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https://www.lccn.loc.gov/2017042512
http://www.routledge.com/9781138630611
To Banjo and Julep, my two English Setters, who keep me company when I’m writing at home.
Bob Gass
To Miss Gordon, my second-grade teacher, for knowing that self-concept is the proper starting place.
John Seiter
To our families—Susan, Jordan, Graham, Debora, Dean, Andy, and Christian—for doing without us when we were writing and for putting up with us when we weren’t.
Robert Gass and John Seiter
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Contents
Preface for the Sixth Edition Acknowledgments
Why Study Persuasion?
Aims and Goals
Persuasion Is Not a Dirty Word
Persuasion Is Our Friend
The Pervasiveness of Persuasion: You Can Run but You Can’t Hide
Tipping Points, Buzz Marketing, and Word of Mouth
Nudges: Sometimes Less Is More
New Persuasion: Digital and Online Influence
eWOM: Digital Buzz
Sponsored Content: The Native Advertisers Are Getting Restless
Opinion Mining and Sentiment Tracking: I Feel You
Gamification: You’ve Got Game
Crowdsourcing and Crowdfunding: Lending a Helping Hand
Persuasive Technology: My Heart Says Yes, but My Watch Says No
Persuasion in the Sciences
Persuasion in the Arts
Other Not-So-Obvious Contexts for Persuasion
Weird Persuasion
Persuasion in Interpersonal Settings
Five Benefits of Studying Persuasion
The Instrumental Function: Be All That You Can Be
The Knowledge and Awareness Function: Inquiring Minds Want to Know
The Defensive Function: Duck and Cover
The Debunking Function: Puh-Shaw
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Well-Being and Self-Worth: I Feel Good
Two Criticisms of Persuasion
Does Learning About Persuasion Foster Manipulation?
Are Persuasion Findings Too Inconsistent or Confusing?
Ethical Concerns About the Use of Persuasion
What Constitutes Persuasion?
Pure Versus Borderline Cases of Persuasion
Limiting Criteria for Defining Persuasion
Intentionality
Effects
Free Will and Conscious Awareness
Symbolic Action
Interpersonal Versus Intrapersonal
A Model of the Scope of Persuasion
The Context for Persuasion
A Working Definition of Persuasion
So What Isn’t Persuasion?
Dual Processes of Persuasion
The Elaboration Likelihood Model of Persuasion
The Heuristic Systematic Model of Persuasion
The Unimodel of Persuasion
Attitudes and Consistency
What Is an “Attitude” in 20 Words or Less?
So How Do You Measure the Durn Things?
Explicit Measures: Self-Report Scales
Visually Oriented Scales
Pitfalls in Measuring Attitudes
Implicit Measures: What’s Rattling Around Inside Your Brain?
More Roundabout Ways of Measuring Attitudes
Physiological Measures of Attitude
The Reasoned Action Approach (RAA)
Behavioral Beliefs and Attitudes: Believe It or Not
Normative Beliefs: It’s What the Cool Kids Are Doing
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Perceived Behavioral Control: I Got This
The Persistence of Attitudes
Attitudes as Associative Networks: Your Mind Is a Web
Manufacturing Favorable Associations: Jiggling the Web
Brands and Branding: That’s the Life
Who Are You Wearing? Brand Personality
Authenticity: Keeping It Real
Cause-Related Marketing: The Feel-Good Factor
Sloganeering
Sponsorship
Psychological Consistency
The Inner Peace of Consistency
Methods of Maintaining Consistency
Marketing Strategies: How to Have Your Cake and Eat It Too
Brand Loyalty: Accept No Substitute
Write and Tell Us Why You Love This Book in 24 Words or Less
Marketing Inconsistency
Capitalizing on Inconsistency
Cognitive Dissonance Theory (CDT)
Cognitive Dissonance and Buyer’s Remorse
Polarization of Alternatives
Cognitive Dissonance, Self-Image, and Culture
Factors That Affect the Magnitude of Dissonance
Dissonance and Persuasion: Putting It All Together
Forbidden Fruit: Psychological Reactance
Counterattitudinal Advocacy: Playing Devil’s Advocate
I’m All In: Increasing Commitment
Commitments Can “Grow Legs”
Credibility
Celebrity Selling Power: The Answer Is in the Stars
The Match-Up Hypothesis: Why Jonah Hill Should Not Be Revlon’s Spokesperson
Catch a Falling Star
What Is Credibility?
Credibility Is a Receiver-Based Construct
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Credibility Is a Multidimensional Construct
Credibility Is a Situational/Contextual Phenomenon
Credibility Is Dynamic
The Factor Analytic Approach to Credibility
Primary Dimensions of Credibility
Secondary Dimensions of Credibility
The Factor Analytic Approach and the Real World
Credibility as a Peripheral Cue
It’s What’s Up Front That Counts
The Sleeper Effect
Credibility and Image Management
Interpersonal Credibility, Impression Management, Facework, and Accounts
Strategies for Enhancing Credibility: Get Your Mojo Working
Communicator Characteristics and Persuasion
Demographic Variables and Persuasion
Age and Persuasion: Pretty Please With Sugar on Top
Gender Differences and Persuasion: The Times, They Aren’t a-Changin’
Ethnicity, Culture, and Persuasion: “Me” and “We” Perspectives
Intelligence and Persuasion: Dumb and Dumber
Psychological and Communication States and Traits
Self-Esteem and Persuasion: Feelin’ Kinda Low
Anxiety and Persuasion: Living in Fear
Preference for Consistency: I Wouldn’t Change a Thing
Self-Monitoring and Persuasion: Periscope Up
Ego Involvement: Not Budging an Inch
Issue Involvement: What’s This Have to Do With Me?
Dogmatism, Authoritarianism, and Social Vigilantism: You Can’t Teach an Old Dog New Tricks
Narcissism: How Do I Love Me? Let Me Count the Ways
Cognitive Complexity and Need for Cognition
Persuasion and Aggression: Sticks and Stones
Analyzing and Adapting to Audiences
Pay Attention to the Situation
Keep Your Audience’s Mind in Mind
Remember the Importance of Audience States and Traits
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Don’t Forget About Audience Demographics
Conformity and Influence in Groups
Conformity as Persuasion: In With the Crowd
In the Beginning: Early Research on Conformity Effects
Variables Related to Conformity
Social Proof: Using the Sheep Factor to Persuade Others
Ostracism: Shuns and Guns
Deindividuation, Social Loafing, and Social Facilitation: Getting Lost in the Crowd
What a Riot: An Examination of Deindividuation
Social Loafing: Not Pulling Your Own Weight
Social Facilitation: Would You Rather Be Alone?
How Groups Affect Decision Making: To Risk or Not to Risk
Language and Persuasion
Symbols, Meaning, and Persuasion: The Power of Babble
Connotative and Denotative Meaning: That’s Not How I See It
Ultimate Terms: Speak of the Devil
Aphorisms and Familiar Phrases: That Rings a Bell
Metaphors: One and the Same
The Power of Labeling
Euphemisms and Doublespeak: Making the Worse Appear the Better and Vice Versa
Language Intensity, Vividness, and Offensiveness
##@!!!!##: Profanity and Persuasion
Political Correctness
The Effects of Vividness: A Picture’s Worth a Thousand Words
Language Intensity
Powerless Language and Persuasion: Um’s the Word
Nonverbal Influence
The Direct Effects Model of Immediacy
Types of Nonverbal Communication
Kinesics: Head, Shoulders, Knees and Toes, Knees and Toes
Haptics: Reach Out and Touch Someone
Keep Your Distance? Proxemics and Persuasion
Chronemics: All Good Things to Those Who Wait?
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Artifacts and Physical Features of the Environment: Dress for Success
Physical Appearance: Of Beauties and Beasts
Paralinguistics and Persuasion: Pump Up the Volume?
Structuring and Ordering Persuasive Messages
Implicit and Explicit Conclusions: Let Me Spell It Out for You
Gain-Framed Versus Loss-Framed Messages: Keep on the Sunny Side?
Quantity Versus Quality of Arguments: The More the Merrier?
The Use of Evidence: The Proof’s Not in the Pudding
Repetition and Mere Exposure: You Can Say That Again
Order Effects and Persuasion: First Things First
Primacy and Recency Effects: The First Shall Be Last, and the Last Shall Be First
An Ounce of Prevention: Inoculation, Message-Sidedness, and Forewarning
Inoculation Theory: Of Needles and Arguments
One-Sided Versus Two-Sided Messages: Both Sides Now
Forewarning: You’d Better Watch Out
Compliance Gaining
Actions Speak the Loudest: A Definition of Compliance Gaining
In the Beginning: The Roots of Compliance-Gaining Research
Situation: The “It Depends” of Compliance-Gaining Behavior
Seeking Compliance From Strangers and Intimates
Power, Legitimacy, and Politeness
Who Are You? Individual Characteristics and Compliance-Gaining Behavior
The Study of Compliance-Gaining Goals: Eyes on the Prize
How Goals Bring Meaning to Compliance-Gaining Situations: What’s It All About, Alfie?
Primary and Secondary Goals: Wanting and Eating Your Cake
Problems Facing Compliance Research: Trouble in Paradise
Compliance Gaining in Action: Seeing Is Believing
Sequential Persuasion
Pregiving: The Old “I’ll-Scratch-Your-Back-if-You’ll-Scratch-Mine” Approach
Why Is the Pregiving Tactic Persuasive?
Foot in the Door: The “Give-Me-an-Inch-and-I’ll-Take-a-Mile” Tactic
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Why Is a Foot in the Door So Persuasive?
When Does a Foot in the Door Work?
The Door-in-the-Face Tactic: “Ask for the Stars”
Why Is a Door in the Face So Persuasive?
When Does a Door in the Face Work?
The That’s-Not-All Tactic: Seeking Compliance by Sweetening the Deal
The Low-Ball Tactic: Changing the Deal
Why Lowballing Works
“Sorry, We Don’t Have Any More of Those in Your Size, But…”: The Bait-and- Switch Tactic
The Disrupt-Then-Reframe and Pique Techniques: I’m So Confused
Legitimizing Paltry Contributions: Even a Penny Will Help
The Evoking Freedom Technique: “…But You Are Free to Accept or Refuse”
Fear-Then-Relief and Happiness-Then-Disappointment Procedures: The Emotional Roller Coasters of Social Influence
Deception
What Is Deception? Lies and Damn Lies
Telling Lies: The Enactment of Deception
Theoretical Frameworks
What Makes a Liar Persuasive?
Detecting Deception: I Can See Right Through You
Factors That Influence Detection
Motivational Appeals
Intrinsic Versus Extrinsic Motivation
Emotion and Persuasion: Oh, What a Feeling!
Emotions and the ELM
Emotional Marketing
Logical and Emotional Appeals: A Fuzzy Distinction
Fear Appeals: If You Don’t Stop Doing That, You’ll Go Blind
The Stage Model: Scared Stiff
The Extended Parallel Process Model: Nothing to Fear but Fear Itself
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Negative Emotions: Woe Is Me, Shame on You
Humorous Appeals: Stop Me if You’ve Heard This One
Humor as an Indirect Form of Influence: All Kidding Aside
Self-Disparaging Humor: LOLing at Yourself
But Is Humor Persuasive?
Maximizing Humor’s Potential
Pride and Patriotism: Turning Red, White, and Blue Into Green
For Mature Audiences: Sex Appeals
How Sex Sells
Caveats and Cautions
Warmth Appeals: Straight From the Heart
Ingratiation: Polishing the Apple
Mixed Emotions: Other Appeals and Combinations of Appeals
Visual Persuasion
Image Is Everything
Overlooked and Under-Appreciated
The Power of Images: A Thousand Words
How Images Persuade
Iconicity: Bearing a Resemblance
Indexicality: Seeing Is Believing
Syntactic Indeterminacy: Don’t Look for Logic in Images
The Art of Persuasion Includes Art as Persuasion
The Paintbrush Is Mightier Than the Sword
Art and Social Change: I Must Protest
Cinematic Persuasion: Sex, Drugs, and Popcorn
Acting Out: How Movies Persuade
Images in Advertising: And Now a Word From Our Sponsors
Visual Extravaganzas: Now You’ve Got My Attention
Anti-Ads: You Can’t Fool Me
Image-Oriented Advertising: Materialism as Happinessv
Shock Ads: Edgy Images as Persuasion
Photojournalism as Persuasion: The Camera Does Lie
Playing Tricks With the Camera: Photographic Deception
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Esoteric Forms of Persuasion
Color as Persuasion: The Grass Is Always Greener
Color Coded at Birth: Dyed in the Wool
Colorful Associations: A Blonde Walks Into a Bar…
Color and Branding: Big Blue, Red Bull, and Pink (Victoria’s Secret)
Color and Emotion: Mood Indigo
Color and Behavior: Hue Made Me Do It
Subliminal Influence: Hidden Messages or Hokum?
The Laboratory Versus the Real World
What Is and Isn’t Subliminal
Subliminal Advertising: Much Ado About Nothing
Subliminal Priming: That Rings a Bell
Not So Fast: Limitations of Subliminal Priming
Subaudible Messages: The Power of Suggestion
Backward Masking and Reverse Speech: Turn Me On, Dead Man
What Advertisers Really Do
Neurolinguistic Programming: The Emperor’s New Clothes
Music as Persuasion
Music as a Central and Peripheral Cue
Music in Advertising and Sales
Background Music: Shop Till You Drop
Music Videos and Persuasion: Is Hip-Hop Harmful?
Weaponizing Music: What a Buzz Kill
Cautions: Face the Music
Aroma and Persuasion
Perfume: Romance in a Bottle
Love Stinks
Ambient Aromas: Something Special in the Air
Caveats and Qualifications
The Ethics of Persuasion
Is Persuasion in General Unethical?
The Motives Color the Means
Ethics, Culture, and the Issue of Central Versus Peripheral Processing
Ethical Questions That Can’t Be Answered Through the Study of Persuasion
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Our Approach: Characteristics of Ethical Influence
Ethics and Our Model of Persuasion
Persuaders as Lovers
Bunglers, Smugglers, and Sleuths
Ethical Issues Arising From Previous Chapters
Ethics and Credibility
Ethics and Communicator Characteristics
Ethics and Deception
Ethics of Using Threats as a Compliance-Gaining Strategy
Ethics and Fear Appeals
Ethics and Emotional Appeals
Ethics and Ingratiation
Ethics and Visual Persuasion
Ethics and Subliminal Influence
Author Index Subject Index
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Preface for the Sixth Edition
ERSUASION CONTINUES TO OCCUPY the attention of academics and nonacademics alike. Not only scholars, but practitioners such as advertisers, lawyers, lobbyists, marketing
firms, motivational speakers, politicians, public relations experts, social activists, syndicated columnists, and others have a vested interest in knowing how persuasion works. Therefore, students who aspire to careers in any of the “people professions” would be wise to acquire a basic understanding of how persuasion functions.
With each edition of this text, we marvel at how much persuasion changes over time, yet still remains the same. For example, controversies over “fake news” have altered the way people perceive facts and assess source credibility. Even so, credibility remains as central to the process of persuasion as ever. It is perceived credibility that counts. The credibility of news sources is in the eye of the beholder.
The observation that “the more persuasion changes, the more it remains the same” applies to almost every aspect of persuasion. Compliance-gaining strategies such as the “foot in the door” now occur in online settings. Audience analysis is key to persuasion, but rather than examining demographic data, persuaders can now use microtargeting to tailor their messages to niche groups. For example, in the 2016 presidential election, rumors swirled that Cambridge Analytica, a company that specializes in opinion mining and data analysis, identified low-information voters in key swing states and bombarded them with highly targeted messages (Confessore & Hakim, 2017). Product placement, once only found on television and in movies, is now prevalent in novels, pop music, and virtual environments such as computer games. Fear appeals, long a staple of persuaders, have moved online. In addition to being fearful of Ebola, terrorism, and clowns, we can now be worried about cyberstalking, cyberbullying, and whatever diet and nutrition advice Gwyneth Paltrow is about to post.
In this edition, we address the increasing importance of digital and online persuasion, while emphasizing the importance of traditional forms of persuasion as well. Since the last edition, digital persuasion has come into its own. On social media, pop-up ads and banners have given way to more sophisticated forms of marketing, such as webtracking (Avergin,
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2016). Using third-party cookies, canvas fingerprinting (Kirk, 2014), and other techniques, Web marketers can follow users’ activities across websites. “Like” a bluegrass video on YouTube, “follow” a fiddle player on Facebook, or post some banjo pictures on Instagram, and you’ll start getting messages about hoedowns and honky-tonks in your area.
Persuasion on the Web also relies on sentiment tracking or opinion mining. For example, using natural language processing software, millions of tweets can be analyzed to see what topics, people, or brands are trending and what emotion-laden words or emojis are being used in connection with those topics or issues. Insights about political preferences, brand images, and economic trends can be gleaned from the results. As Bannister (2015) noted, “shifts in sentiment on social media have been shown to correlate with shifts in the stock market” (para. 3).
The widespread use of mobile technology has also been accompanied by increasing apps and techniques designed to influence. Texting, tweeting, and other apps disseminate word- of-mouth (WOM) messages. WOM is perceived by many as more genuine, authentic, and trustworthy than commercial advertising or expert opinions. Of course, marketers can sneak into these conversations via sponsored tweets and promoted posts. In many ways, social media has become a form of mass interpersonal persuasion. Posting a picture on Instagram may seem interpersonal in nature, but posts can be shared far beyond one’s social network. Just ask Anthony Weiner.
Despite the advent of digital and social media, most of us still live in a face-to-face world, too. Traditional forms of influence still matter, and interacting “in person” is by far the most effective way to persuade other people. A retail salesperson talking to a customer has a much greater chance of success than a pop-up ad reminding you about the last item you viewed on Amazon.com. That said, we often underestimate our effectiveness in one-on-one-settings. For example, Roghanizad and Bohns (2017) found that when people were asked to judge their influence via email versus in person, they overestimated the former and underestimated the latter. Groups, too, exert enormous influence over people. Whether within a family, a classroom, a workplace, at a coffee shop with friends, or some other group setting, the pressure to conform or risk being isolated is potent. Mass persuasion has greater reach, but less effectiveness.
As long as humans occupy planet Earth, they will be engaged in persuading one another. If apes or machines do take over one day, who can say? For now, we believe a solid understanding of persuasion, social influence, and compliance gaining will be an asset in this world. With that in mind, we hope you catch our enthusiasm for this field of study and turn
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http://www.Amazon.com
the pages of this book with a better understanding of how persuasion functions, an improved knowledge of ways to maximize your own persuasion efforts, and a greater ability to resist influence attempts, especially unscrupulous influence attempts, by others.
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REFERENCES
Avergin, J. (2016, September 2). Internet tracking has moved beyond cookies. FiveThirtyEight.com. Retrieved on July 26,
2017 from https://fivethirtyeight.com/features/internet-tracking-has-moved-beyond-cookies/
Bannister, K. (2015, January 26). Understanding sentiment analysis: What it is & why it’s used. Brandwatch.com. Retrieved
on July 26, 2017 from www.brandwatch.com/blog/understanding-sentiment-analysis/
Confessore, N., & Hakim, D. (2017, March 6). Data firm says “secret sauce” aided Trump: Many scoff. The New York
Times. Retrieved on July 26, from www.nytimes.com/2017/03/06/us/politics/cambridge-analytica.html
Kirk, J. (2014). Three devious ways online trackers shatter your privacy. PCWorld, 32(10), 38–40.
Roghanizad, M. M., & Bohns, V. K. (2017). Ask in person: You’re less persuasive than you think over email. Journal of
Experimental Social Psychology, 69, 223–226. doi:10.1016/j.jesp.2016.10.002
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http://www.FiveThirtyEight.com
https://www.fivethirtyeight.com/features/internet-tracking-has-moved-beyond-cookies/
http://www.Brandwatch.com
http://www.brandwatch.com/blog/understanding-sentiment-analysis/
http://www.nytimes.com/2017/03/06/us/politics/cambridge-analytica.html
Acknowledgments
We would like to offer our heartfelt thanks to everyone at Routledge/Taylor & Francis for their support throughout the process of completing this edition of our text. They are a skilled and talented group. We are especially grateful to Laura Briskman and Nicole Salazar for their relentless graciousness in answering our many questions and guiding us through the requirements for completing this project. Their patience is officially legendary. We also want to thank Josh Curtis and members of his team for painstakingly proofreading and copyediting the drafts of all the chapters.
We are also extremely grateful to the graduate and undergraduate students who offered numerous illustrations of real-life examples of persuasion. In particular, we single out Taylor Halverson for her excellent work. Every time we think we have taught the brightest group of students ever, another sharp group comes along. We also want to thank the many instructors using our book who have sent comments and suggestions for this edition, as well as the many short-course participants who have offered ideas and insights leading up to this edition.
Finally, we are fortunate to be working alongside the best colleagues anyone could ever hope for. Thank you all for making “work” a fun and rewarding place to be!
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CHAPTER 1
Why Study Persuasion?
Aims and Goals Persuasion Is Not a Dirty Word Persuasion Is Our Friend The Pervasiveness of Persuasion: You Can Run but You Can’t Hide
Tipping Points, Buzz Marketing, and Word of Mouth Nudges: Sometimes Less Is More
New Persuasion: Digital and Online Influence eWOM: Digital Buzz Sponsored Content: The Native Advertisers Are Getting Restless Opinion Mining and Sentiment Tracking: I Feel You Gamification: You’ve Got Game Crowdsourcing and Crowdfunding: Lending a Helping Hand Persuasive Technolog: My Heart Says Yes, but My Watch Says No
Persuasion in the Sciences Persuasion in the Arts Other Not-So-Obvious Contexts for Persuasion Weird Persuasion Persuasion in Interpersonal Settings Five Benefits of Studying Persuasion
The Instrumental Function: Be All That You Can Be The Knowledge and Awareness Function: Inquiring Minds Want to Know The Defensive Function: Duck and Cover The Debunking Function: Puh-Shaw
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Well-Being and Self-Worth: I Feel Good Two Criticisms of Persuasion
Does Learning About Persuasion Foster Manipulation? Are Persuasion Findings Too Inconsistent or Confusing?
Ethical Concerns About the Use of Persuasion
NE OF THE AUTHORS was enjoying a day at the beach with his family. As he sat in a folding chair, lost in a good book, he could hear the cries of seagulls overhead and the
pounding of the surf. Nothing was bothering him. He was oblivious to the world around him. Or so he thought. As he reflected more on the situation, however, he became aware that he was being bombarded by persuasive messages on all sides. A boom box was playing a few yards away. During commercial breaks, various ads tried to convince him to choose a new cellphone provider, switch auto insurance companies, and try a hot, spicy cheeseburger. A nearby sign warned that no alcohol, glass objects, or smoking were permitted on the beach. A plastic bag in which a nearby family’s children had brought their beach toys advertised Walmart on its side. The family picnic cooler proudly displayed its manufacturer, Igloo, as well.
And that was only the beginning. A plane flew overhead, trailing a banner that advertised a collect calling service. The lifeguard’s tower displayed a Hurley logo. Their swimsuits were sponsored by Izod. The lifeguard’s truck, a specially equipped Toyota, announced that it was the “official emergency vehicle” of “Surf City USA,” a moniker trademarked by the city of Huntington Beach, California. Oh, the indignity of being rescued by an unofficial vehicle.
There were oral influence attempts, too. His son tried to lure him into the water by saying, “Come on, it’s not that cold.” But he knew better. His son always said that, no matter how cold the water was. “Would you mind keeping an eye on our things?” the family next to the author’s asked. I guess our family looks trustworthy, he thought. His wife asked him, “Do you want to walk down to the pier? They have frozen bananas.” She knew he would be unable to resist the temptation.
And those were only the overt persuasive messages. A host of more subtle messages also competed for the author’s attention. A few yards away, a woman was applying sun block to her neck and shoulders. The author decided he’d better do the same. Had she nonverbally influenced him to do likewise? Nearby, a young couple was soaking up the sun. Both were wearing hats with the Nike “swoosh” logo. Were they “advertising” that brand? A young man
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with a boogie board ran by, headed for the water. His head was shaved and he sported a goodly amount of body art. Did his appearance advocate a particular set of values or tastes? Was he a billboard for an “alternative” lifestyle? A half dozen male heads turned in unison as a trio of bikini-clad women walked by. Were the males “persuaded” to turn their heads or was this simply an involuntary reflex? Two tan, muscular dudes were tossing a Frisbee back and forth. Both had six-pack abs. The author made a mental note to do more sit-ups. There seemed to be as many persuasive messages, or potentially persuasive messages, as there were shells on the beach.
The preceding examples raise two important issues. First, persuasion and social influence are pervasive. We are surrounded by influence attempts, both explicit and implicit, no matter where we are. As Cascio, Scholz, and Falk emphasize (2015):
social influence is omnipresent, occurring through implicit observation of cultural norms, face-to-face and mediated interpersonal communication, as well as mass mediated communication. Even though individuals are often unaware of the power of social influence, research shows its effects on behavior in a wide variety of circumstances.
(p. 51)
Second, it is difficult to say with any certainty what is and is not “persuasion.” Where should we draw the line between persuasion and other forms of communication? We address the first of these issues in this chapter. Here we examine the pervasive nature of persuasion and offer a rationale for learning more about its workings. In the next chapter, we tackle the issue of what constitutes persuasion and related terms such as social influence and compliance gaining.
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AIMS AND GOALS
This is a book about persuasion. Its aims are at once academic and practical. On the academic side, we examine how and why persuasion functions the way it does. In so doing, we identify some of the most recent theories and findings by persuasion researchers. On the practical side, we illustrate these theories and findings with a host of real-life examples. We also offer useful advice on how to become a more effective persuader and how to resist influence attempts, especially unethical influence attempts, by others.
If learning how to persuade seems a bit manipulative, remember, we don’t live in a society populated with unicorns and rainbows. The real world is brimming with persuaders. You can avoid learning about persuasion, perhaps, but you can’t avoid persuasion itself. Besides, we can’t tell you everything there is to know about persuasion. Nobody knows all there is to know about this subject. One of the points we stress throughout this book is that people aren’t that easy to persuade. Human beings are complex. They can be stubborn, unpredictable, and intractable, despite the best efforts of persuaders.
Persuasion is still as much an “art” as it is a “science.” Human nature is too complicated, and our understanding of persuasion too limited, to be certain which influence attempts will succeed and which will fail. Think how often you flip the channel when a commercial costing millions of dollars to produce and air appears on television. As one advertising executive put it, “half the money I spend on advertising is wasted … but I don’t know which half” (cited in Berger, 2011, p. 1). Think how many candidates for public office have spent fortunes campaigning, only to lose their elections. Or think how difficult it is for the federal government to convince people to stop smoking, practice safe sex, or avoid texting while driving—behaviors that are in their own self-interest.
The science of persuasion is still in its infancy. Despite P. T. Barnum’s axiom that “there’s a sucker born every minute,” people are uncannily perceptive at times. It is tempting to believe that if one only knew the right button to push, one could persuade anybody. More often than not, though, there are multiple buttons to push, in the right sequence, and the sequence is constantly changing. Even so, persuasion is not entirely a matter of luck. Much is
known about persuasion. Persuasion has been scientifically studied since the 1940s.1 Written
texts on persuasion date back to ancient Greece.2 A host of strategies and techniques have been identified and their effectiveness or ineffectiveness documented. Persuaders are a long way from achieving an Orwellian nightmare of thought control, but a good deal is known
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about how to capture people’s hearts and minds. Before proceeding further, we want to address a common negative stereotype about persuasion.
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PERSUASION IS NOT A DIRTY WORD
The study of persuasion has gotten some bad publicity over the years. Everyone seems to agree that the subject is fascinating, but some are reluctant to embrace a field of study that conjures up images of manipulation, deceit, or brainwashing. There is, after all, a sinister side to persuasion. Adolf Hitler, Charles Manson, Jim Jones, David Koresh, Marshall Applewhite, and Osama bin Laden were all accomplished persuaders—much to the
detriment of their followers.3 We, however, do not think of persuasion as the ugly stepsister in the family of human communication. Rather, we find the study of persuasion to be enormously intriguing. Persuasion is the backbone of many communicative endeavors. We can’t resist the urge to learn more about how and why it works. Part of our fascination stems from the fact that persuasion is, on occasion, used for unsavory ends. It is therefore all the more important that researchers learn as much as they can about the strategies and tactics of unethical persuaders.
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PERSUASION IS OUR FRIEND
Persuasion isn’t merely a tool used by con artists, chiselers, charlatans, cheats, connivers, and cult leaders. Nobel Peace Prize recipients and Pulitzer Prize-winning journalists are also persuaders. In fact, most “professional” persuaders are engaged in socially acceptable, if not downright respectable, careers. They include advertising executives, bloggers, campaign managers, celebrity endorsers, clergy, congresspersons, diplomats, infomercial spokespersons, lawyers, lobbyists, mediators, media pundits, motivational speakers, political cartoonists, press secretaries, public relations experts, radio talk-show hosts, recruiters, salespersons, senators, social activists, syndicated columnists, and whistleblowers, to name just a few.
Let’s focus on the positive side of persuasion for a moment. Persuasion helps forge peace agreements between nations. Persuasion helps expose corruption and open up closed societies. Persuasion is crucial to the fundraising efforts of charities and philanthropic organizations. Persuasion convinces motorists to buckle up when driving or refrain from driving when they’ve had a few too many. Persuasion is used to convince a substance-abusing family member to seek professional help. Persuasion is how the coach of an underdog team inspires the players to give it their all. Persuasion is a tool used by parents to urge children not to accept rides from strangers or to allow anyone to touch them inappropriately. In short, persuasion is the cornerstone of a number of positive, prosocial endeavors. Very little of the good that we see in the world could be accomplished without persuasion.
Persuasion, then, is a powerful and often prosocial force. Having highlighted the positive side of persuasion, we address the question of why the study of persuasion is so valuable. The next section, therefore, offers a justification for the study of social influence.
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THE PERVASIVENESS OF PERSUASION: YOU CAN RUN BUT YOU CAN’T HIDE
We’ve already mentioned one of the primary reasons for learning about this subject: Persuasion is a central feature of every sphere of human communication. The same is true of social influence. We can’t avoid it. We can’t make it go away. Like Elvis impersonators in Las Vegas, persuasion is here to stay. Various estimates suggest that the average person is exposed
to anywhere from 300 to 5,000 messages per day.4 There are more ways to persuade than ever before. Indeed, traditional persuasion in the form of political speeches, television commercials, print ads, billboards, and product placements in movies and television is alive and well. So too are protest marches, demonstrations, sit-ins, and other forms of symbolic action. In the last two decades, social media has been added to the mix. You can submit online reviews of products and services, post a YouTube video advocating your message, engage in hashtag activism, advocate a cause via Facebook, Twitter, or Instagram, solicit funding via crowdfunding platforms such as Kickstarter or GoFundMe, or promote change through a website such as www.change.org or www.dosomething.org. Let’s consider one of these pervasive strategies, known as viral persuasion, more closely.