Compames�
"7
sing both contemporary and classic films, ?he Art of
UWatching Films helps students develop critical skills in the analysis and evaluation of film. By suggesting what to look for and how to look for it, the text challenges
students to sharpen their powers of observation, establish habits of perceptive watching, and discover complex aspects of cinematic art that will further enhance their enjoyment of
watching films.
REVISION HIGHLIGHTS
• A new full-color design, including new color photos and movie stills throughout, adds to the book's attractiveness and appeal to students; more importantly, it helps them better understand concepts discussed in such chapters as Color, Cinematography, and Visual Design.
• New coverage of such thought-provoking topics as the treatment of sex, violence, and language; censorship and the MPAA Rating System; the "foreignness" of foreign films; and social problem films is now highlighted in new Chapter 15, Film and Society.
• The new "Flashback" feature gives students a brief historical overview of such topics as the history of film editing (Chapter 6); the use of color in filmmaking (Chapter 7); voice dubbing (Chapter 8); acting in silent films (Chapter 10); and the role of the screenwriter (Chapter 13).
STUDENT CD-ROM WITH FILM CLIPS AND
COMMENTARY
This CD-ROM, designed specifically for The Art o/Watching Films, provides short film clips that reinforce the key concepts and topics in each chapter. Along with each film clip is commentary that relates the film clip to the ideas discussed in the text. A short quiz accompanies each clip and commentary. Film clips are from such movies as The Graduate, Psycho, Pleasantville, Meet the Parents, Do the Right Thing, Vertigo, and Shakespeare in Love.
The McGraw'HiII
McGraw-Hili Higher Education
VISIT THE ONLINE LEARNING CENTER AT www.mhhe.com/awf7
This Web site for The Art o/Watching Films includes tools for both instructors and students. For instructors, the Online Learning Center (OLC) offers a new instructor's manual; a test bank; EZ Test Computerized Test Bank; a PowerPoint presentation including outlines for each chapter and discussion questions; and multiple-choice questions for use with the Classroom Performance System. Instructors also have access to all the assets in the Student edition of the OLC, which include a special feature "Writing About Film;" a selected bibliography and list of resource materials; self testing quizzes for each chapter, including multiple-choice and true-false questions; and study materials for every chapter, including chapter outline, Internet exercises, and Web links.
ISBN 978·0·07·353507-4 MHID 0-07-353507-9
90000
IT] > z
9 www.mhhe.com
http:www.mhhe.com
www.mhhe.com/awf7
The ART of Watching FILMS
The McGraw'HiIl Companies "Ii'
• Higher Education Published by McGraw-Hill, an imprint of The McGraw-Hill Companies, Inc., 1221 Avenue of the Americas, New York, NY 10020. Copyright © 2008. All rights reserved. No part of this public"tion may be reproduced or distributed in any form or by any means, or stored in a database or retrieval system, without the prior written consent of The McGraw-Hill Companies, Inc., including, but not limited to, in any network or other electronic storage or transmission, or broadcast for distance learning.
This book is printed on acid-free paper.
2 3 4 5 6 7 8 9 0 DOC/DOC 0 9 8 7
ISBN-I3: 978-0-07-353507-4 MHID: 0-07-353507-9
Editor in Chief: Emily Barrosse Publisher: Lisa Moore Sponsoring Editor: Chz'istopher Freitag Developmental Editor: Nancy O'OChiere Marketing Manager: Pamela Coopez' Media Producer: Stacy Bentz Production Editor: Brett Cokez' Interior Designer: Kay Fulton Cover Designer: Preston Thomas Art Edi tor: Ayelet Az'bel Photo Research Coordinator: Sonia Brown Production Supervisor: Richard De Vitto Composition: 10.5/13 Janson by Tbompson Type Printing: 45# Publisbers j\IJ.atte Plus by R.R. Domzelley & Sons
Credits: The credits section for this book begins on page C-I and is considered an extension of the copyright page.
Library of Congress Cataloging-in-Publication Data Boggs, Joseph M.
The art of watching films / Joseph M. Boggs, Dennis W Petrie.-7th ed. p. cm.
Includes bibliographical references and index. ISBN-13: 978-0-07-353507-4 MHID: 0-07-353507-9
1. Film criticism. 1. Petrie, Dennis W. II. Title.
PNI995.B525 2008 791.43'OI5-dc22
2006048155
The Internet addresses listed in the text were accurate at tlle time of publication. The inclusion of a Web site does not indicate an endorsement by the authors or McGraw-Hill, and McGraw-Hill does not guarantee the accuracy of tlle information presented at these sites.
www.mhhe.com
For����'iiiI.i
Contents
PREFACE XIII
Lord of the Rings
1 The Art of Watching Films 2
THE UNIQUENESS OF FILM 3
THE CHALLENGES OF FILM ANALYSIS 5
THE VALUE OF FILM ANALYSIS 6
BECOMING A RECEPTIVE VIEWER 9
THE FILM-VIEWING ENVIRONMENT 1 1
PREPARING TO SEE A FILM 1 5
DEEPENING OUR RESPONSES TO FILMS 1 7
Analyzing Your Responses to a Film 18
The New World
2 Thematic Elements 19
THEME AND FOCUS 20
Focus on Plot 20
vi
Focus on Emotional Effect or Mood 20 Focus on Character 22 Focus on Style or Texture or Structure 23
Focus on Ideas 24 IDENTIFYING THE THEME 32
EVALUATING THE THEME 34
Analyzing Theme 36 Video Exercises 37 Films for Study 38
Finding Neverland
3 Fictional and Dramatic Elements 40
FILM ANALYSIS AND LITERARY ANALYSIS 41
THE ELEMENTS OF A GOOD STORY 41
A Good Story Is Unified in Plot 42 A Good Story Is Credible 42 A Good Story Is Interesting 46 A Good Story Is Both Simple and Complex 48 A Good Story Handles Emotional
Material with Restraint 51 THE SIGNIFICANCE OF THE TITLE 53
DRAMATIC STRUCTURE 54
Linear, or Chronological, Structure 54 Nonlinear Structures 55 Endings: Fine-Tuning the Denouement 56
CONFLICT 57
CHARACTERIZATION 59
Characterization T hrough Appearance 60 Characterization Through Dialogue 61
Characterization T hrough External Action 62 Characterization Through Internal Action 62 Characterization T hrough Reactions of
Other Characters 64 Characterization Through Contrast: Dramatic Foils 64 Characterization Through Caricature and Leitmotif 65 Characterization Through Choice of Name 66 Varieties of Characters 67
ALLEGORY 70
SYMBOLISM 71
Universal and Natural Symbols 72 Creating Symbolic Meanings 73 Symbolic Patterns and Progressions 76 Symbolic Values in Conflict 78 Metaphors 78 Overreading Symbolism 79
IRONY 80
Dramatic Irony 80 Irony of Situation 81 Irony of Character 82 Irony of Setting 82 Irony of Tone 82 Cosmic Irony 83
Analyzing Fictional and Dramatic Elements 84 Video Exercises 86 Mini-Movie Exercise 88 DVD Filmmaking Extras 88 Films for Study 89
Memoirs of a Geisha
4 Visual Design 90
COLOR VERSUS BLACK AND WHITE 91
SCREEN FORMAT (ASPECT RATIO) 92
FILM STOCK 93
PRODUCTION DESIGN/ART DIRECTION 97
The Script: The Starting Point 97 Setting and Its Effects 101 Studio Versus Location Shooting 105 Period Pieces 106 Living Spaces and Offices 107 Fantasy Worlds 108
COSTUME AND MAKEUP DESIGN 1 1 0
LIGHTING 1 14
THE BUDGET'S EFFECT ON THE FILM'S LOOK 11 9
Analyzing Visual Design 119 Video Exercises 120 Mini-Movie Exercise 121 DVD Filmmaking Extras 121 Films for Study 122
Brokeback Mountain
5 Cinematography and Special Visual Effects 124
THE IMPORTANCE OF THE VISUAL IMAGE 12S
THE CINEMATIC FILM 1 25
CINEMATIC POINTS OF VIEW 126
Objective Point of View 127 Subjective Point of View 128 Indirect-Subjective Point of View 130 Director's Interpretive Point of View 132
ELEMENTS OF CINEMATIC COMPOSITION 133
Focusing Attention on the Most Significant Object 134 Keeping the Image in Motion 138 Creating an Illusion of Depth 143
SPECIALIZED CINEMATIC TECHNIQUES 1 S1
Handheld Camera 151 Camera Angles 152 Color, Diffusion, and Soft Focus 153 Special Lenses 155 Fast Motion 157 Special Lighting Effects 157
MOVIE MAGIC: VISUAL EFFECTS IN THE MODERN FILM 158
THE F/X OF ANIMATED FEATURE FILMS ... ESPECIALLY FOR ADULTS 166
FLASHBACK: ANIMATION BECOMES THE MAIN EVENT 168
Analyzing Cinematography
and Special Visual Effects 175 Video Exercises 176 Mini-Movie Exercise: Cinematography 177
Contents vii
Mini-Movie Exercise: Animated FX 177 DVD Filmmaking Extras 178 Films for Study 183
The Constant Gardener
6 Editing 1 85
SELECTIVITY 187
FLASHBACK: SAVING THE MOVIES: WHAT FILM EDITORS HAVE ALWAYS DONE 1 88
COHERENCE, CONTINUITY, AND RHYTHM 1 90
TRANSITIONS 190
RHYTHMS, TEMPO, AND TIME CONTROL 198
EXPANSION AND COMPRESSION OF TIME 202
SLOW MOTION 203
THE FREEZE FRAME, THE THAWED FRAME, AND STILLS 21 2
The Freeze Frame 212 The Thawed Frame 213 Stills 214
CREATIVE JUXTAPOSITION: MONTAGE 21 5
Questions for Analyzing Editing 216 Video Exercises 216 Mini-Movie Exercise 219 Mini-Movie Exercise 220 DVD Filmmaking Extras 220 Films for Study 220
Gone With the Wind
7 Color 222
COLOR IN THE MODERN FILM 225
Effects of Color on the Viewer 225
viii Contents
FLASHBACK: DISCOVERING COLOR AT THE MOVIES 226
Color as a Transitional Device 233 Expressionistic Use of Color 236 Color as Symbol 238 Surrealistic Use of Color 238 Leitmotifs in Color 239 Color to Enhance Mood 240 Comic Book Color 240 Comic Strip Color 241 Painterly Effects in Color 242 Ironic Use of Color 244 Special Color Effects 244
COLOR VERSUS BLACK AND WHITE 246
Analyzing Color 252 Video Exercises 252 Mini-Movie Exercise 253 DVD Filmmaking Extras 253 Films for Study 254
A Prairie Home Companion
8 Sound Effects and Dialogue 256
SOUND AND THE MODERN FILM 257
DIALOGUE 258
THREE-DIMENSIONALITY IN SOUND 259
VISIBLE AND INVISIBLE SOUND 262
POINTS OF VIEW IN SOUND 264
SPECIAL USES OF SOUND EFFECTS AND DIALOGUE 266
Sound Effects to Tell an Inner Story 267 Distortion of Sound to Suggest Subjective States 268 The "Personality" of Mechanical Sounds 268 Slow-Motion Sound 269 Ironic Juxtaposition of Sound and Image 269 Placing Unusual Emphasis on Sound 269 Using Sound for Texture, T ime, and
Temperature 272 SOUND AS A PLOT DEVICE 273 SOUND AS A TRANSITIONAL ELEMENT 274
VOICE-OVER NARRATION 275
SILENCE AS A SOUND EFFECT 281
RHYTHMIC QUALITIES OF DIALOGUE AND SOUND EFFECTS 281
THE "SOUNDS" OF FOREIGN LANGUAGE OR INTERNATIONAL FILMS 281
Voice Dubbing 282 Subtitles 283
FLASHBACK: DUBIOUS DUBBING 284
Analyzing Sound Effects and Dialogue 285 Video Exercises 286 Mini-Movie Exercise 286 DVD Filmmaking Extras 287 Films for Study 288
Walk the Line
9 The Musical Score 290
THE REMARKABLE AFFINITY OF MUSIC AND FILM 291
THE IMPORTANCE OF THE MUSICAL SCORE 291
GENERAL FUNCTIONS OF THE MUSICAL SCORE 292
SPECIAL FUNCTIONS OF THE MUSICAL SCORE 294
Heightening the Dramatic Effect of Dialogue 294 Telling an Inner Story 295 Providing a Sense of Time and Place 296 Foreshadowing Events or Building Dramatic
Tension 297 Adding Levels of Meaning to the Visual Image 298 Characterization Through Music 298 Triggering Conditioned Responses 301 Traveling Music 302 Providing Important Transitions 302 Setting an Initial Tone 303 Musical Sounds as Part of the Score 304 Music as Interior Monologue 304 Music as a Base for Choreographed Action 304 Covering Possible Weaknesses in the Film 307
SYNTHESIZER SCORING 307
BALANCING THE SCORE 309
Analyzing the Musical Score 311 Video Exercises 312 Mini-Movie Exercise 312 DVD Filmmaking Extras 313 Films for Study 316
Capote
10 Acting 3 1 8
THE IMPORTANCE OF ACTING 31 9
THE GOAL OF THE ACTOR 319
BECOMING THE CHARACTER 320
DIFFERENCES BETWEEN FILM ACTING AND STAGE ACTING 322
FLASHBACK: SILENT FILMS: ACTING ON THE PAST 330
TYPES OF ACTORS 332
Impersonators 332 Interpreters and Commentators 332 Personality Actors 333
THE STAR SYSTEM 333
CASTING 335
Casting Problems 339 The Typecasting Trap 340 Supporting Players 344 Special Casting Challenges 347 Extras and Small Parts 349
ACTORS AS CREATIVE CONTRIBUTORS 351
SUBJECTIVE RESPONSES TO ACTORS 354
Analyzing Acting 356 Video Exercises 357 Mini-Movie Exercise 357 Mini-Movie Exercise 358 DVD Filmmaking Extras 359 Films for Study 361
Contents ix
King Kong (2005)
1 1 The Director's Style 363
THE CONCEPT OF STYLE 367
SUBJECT MATTER 367
CINEMATOGRAPHY 371
EDITING 373
SETTING AND SET DESIGN 374
SOUND AND SCORE 374
CASTING AND ACTING PERFORMANCES 375
SCREENPLAYS AND NARRATIVE STRUCTURE 377
EVOLVING STYLES AND FLEXIBILITY 381
SPECIAL EDITION: THE DIRECTOR'S CUT 383
A PORTFOLIO OF FOUR DIRECTORS 386
Analyzing a Director's Style 396 Mini-Movie Exercise 397 DVD Filmmaking Extras 397 Films for Study 400
The 5hawshank Redemption
12 Analysis of the Whole Film 403
THE BASIC APPROACH: WATCHING, ANALYZING, AND EVALUATING THE FILM 404
Theme 405 The Relationship of the Parts to the Whole 405 The Film's Level of Ambition 407 Objective Evaluation of the Film 407 Subjective Evaluation of the Film 408
OTHER APPROACHES TO ANALYSIS, EVALUATION, AND DISCUSSION 409
x Contents
The Film as Technical Achievement 409 The Film as Showcase for the Actor:
The Personality Cult 409 The Film as Product of a Single Creative Mind:
The Auteur Approach 410 The Film as Moral, Philosophical, or Social
Statement 411 The Film as Emotional or Sensual Experience 412 The Film as Repeated Form: The Genre Approach 412 The Film as Political Statement 414 The Film as Gender Statement 415 The Film as Insight to the Mind:
The Psychoanalytical Approach 416 The Eclectic Approach 418
REREADING THE REVIEWS 420
EVALUATING THE REVIEWER 420
DEVELOPING PERSONAL CRITERIA 422
Analyzing the Whole Film 424 Mini-Movie Exercise I 425 Mini-Movie Exercise /I 426 DVD Filmmaking Extras 427 Films for Study 428
The Chronicles of Narnia
13 Adaptations 429
THE PROBLEMS OF ADAPTATION 430
Change in Medium 430 Change in Creative Artists 431 Cinematic Potential of the Original Work 432
ADAPTATIONS OF PROSE FICTION 433
Literary Versus Cinematic Points of View 433 FLASHBACK: THE WRITER'S PLACE IN HOLLYWOOD 436
Third-Person Point of View: Challenges 438 First-Person Point of View: Challenges 439 The Problem of Length and Depth 440 Philosophical Reflections 442 Summarizing a Character's Past 444 The Challenge of Summarizing Events 446
Literary Past Tense Versus Cinematic Present Tense 447
Other Factors Influencing Adaptations of Fiction 448
ADAPTATIONS OF PLAYS 449
Structural Divisions 450 Sense of Space 451 Film Language Versus Stage Language 454 Stage Conventions Versus Cinema Conventions 455 Other Changes 567
FROM FACT TO FILM: REALITY TO MYTH 457
Analyzing Adaptations 463 Mini-Movie Exercise 465 DVO Filmmaking Extras 466 Films for Study 468
Superman Returns
14 Genre Films, Remakes, and Sequels 470
GENRE FILMS 471
Values 472 The Strengths of Genre Films 473 Basic Genre Conventions-and Their Variations 473
REMAKES AND SEQUELS 490
Remakes 492 Sequels 495
Analyzing Genre Films, Remakes, and Sequels 501 Mini-Movie Exercise 502 OVO Filmmaking Extras 503 Films for Study 505
Grey Gardens
15 Film and Society 512
FILM FOREIGNNESS 513
"Strange Silents" 515 DOES AMERICAN FILM SHAPE OR REFLECT SOCIAL AND CULTURAL VALUES? 51 6
THE MOTION PICTURE PRODUCTION CODE, 1 930-1 960 51 8
BOX 1 : EXCERPTS FROM THE MOTION PICTURE PRODUCTION CODE 51 9
CENSORSHIP IN TRANSITION, 1 948-1 968 523
THE MPAA RATING SYSTEM 525
BOX 2: MOTION PICTURE ASSOCIATION OF AMERICA VOLUNTARY MOVIE RATING SYSTEM 527
CENSORSHIP AND FILMS ON TELEVISION 531
BEYOND THE CODE AND RATING SYSTEM 533
CHANGING FORMULAS FOR THE TREATMENT OF SEX, VIOLENCE, AND LANGUAGE 535
SOCIAL PROBLEM FILMS 538
FLASHBACK: REALLY REEL LIFE 542
Analyzing Films in Society 546 Mini-Movie Exercise 548 OVO Filmmaking Extras 549 Films for Study 551
NOTES N-1
GLOSSARY G-1
INDEX 1-1
CREDITS C-1
Contents xi
ONLINE APPENDIXES www.mhhe.com/awf7 Writing a Film Analysis
SAMPLE STUDENT PAPER 1 : ANALYSIS OF A COMPLETE FILM
(John Ford's The Grapes of Wrath)
SAMPLE STUDENT PAPER 2: ANALYSIS OF SELECTED FILM ELEMENTS
(Martin Scorsese's Taxi Driver)
SAMPLE STUDENT PAPER 3: ANALYSIS FOR STUDY
(Martin Scorsese's The Age of Innocence)
xii Contents
Selected Bibliography and Study Materials
REFERENCE
FILM HISTORY AND CULTURE
SILENT FILM
DIRECTORS
FILM TYPES AND TOPICS
SPECIFIC FILMS
COLLECTIONS OF REVIEWS, ESSAYS, AND INTERVIEWS
FILM AESTHETICS AND THEORY
FILM PERIODICALS
MULTIMEDIA SOURCES
INTERNET SITES
DVDNlDEOCASSETTE SOURCES VIA MAIL
Preface
Not only is there an art to making films, there is also an art to watching films. We wrote this book to challenge students in introduction to film courses to sharpen their powers of observation, develop the skills and habits of perceptive watching, and discover complex aspects of film art that they might otherwise overlook. We designed the text to complement any film studied; its analytical framework can be applied to films as distinctly different as The Grapes ofU/rath, Cache, Dreamgiris, Batman Begins, Little Miss Sunshine, and Flags of our Fathen.
We are excited to offer this new seventh edition of The Art of VVatching Films in full color. The addition of color photos and movie stills throughout not only adds to the book's attractiveness, but also helps students better under stand concepts discussed in such chapters as Color, Cinematography, and Vi sual Design. In all, more than 450 images with extensive, informative captions illustrate key points in the text.
As in previous editions, we have tried to include as examples a large num ber of contemporary films that today's students are likely to have seen. We do this with the understanding that students learn better and are more engaged by the subject matter when they start with what they know. However, we also in clude numerous examples from American film classics, which are discussed in a way that does not assume prior knowledge. Moreover, throughout the text, we examine and include examples from films from other countries, documentaries, and animated films.
ORGANIZATION
In its formal organization and intent, The Art of TVatching Films is as straight forward as possible, with a focus on narrative film. The first chapter offers a rationale for film analysis while providing suggestions for deepening film appreci ation from day one of the course. The text then develops a foundation for under standing theme and story (Chapters 2 and 3) and moves on to discuss dramatic
xiii
xiv Preface
and cinematic elements (Chapters 4-- 1 1) . Chapter 12 provides a framework for integrating knowledge of all these elements into an analysis of the whole film. Subsequent chapters explore special topics: adaptations (13); genre films, re makes, and sequels (14); and film and society (15).
Based on extensive reviewer feedback, we have made the following organi zational changes to the seventh edition:
• The topic of special visual effects is now covered in Chapter 5 on Cinematography.
• A special section on animated feature Films was added to Chapter 5. • Examples from silent films are integrated throughout, but special coverage
of silent films can be found in Chapter 10, Acting, and Chapter 15, Film and Society.
• As with silent films, examples and discussion of foreign films are integrated throughout, with special coverage in Chapter 8, Sound Effects and Dialogue, and Chapter 15, Film and Society.
FEATURES
New-"Flashback" Features
New to this seventh edition of the text are seven boxed features that explore important aspects of film history. "Flashback" features are illustrated by one or more photos and give students a brief historical overview of such topics as the history of film editing (Chapter 6); the use of color in filmmaking (Chapter 7); voice dubbing (Chapter 8); acting in silent films (Chapter 9) and the role of the screenwriter (Chapter 13) and the underrated art of documentary filmmaking (Chapter 15).
New-Chapter on Film and Society
A new chapter on Film and Society covers such thought-provoking topics as the treatment of sex, violence, and language; censorship and the MPAA Rating System; the "foreignness" of foreign language and silent films; and social prob lem films, including documentaries.
Student CD-ROM with Film Clips and Commentary
This CD-ROM, designed specifically for The A17 of Watching Films, provides short film clips that reinforce the key concepts and topics in each chapter. Along with each film clip is commentary that relates the film clip to the ideas discussed in the text. A short quiz accompanies each clip and commentary. Film clips are from such movies as The Graduate, Psycho, Pleasantville, Meet the Parents, Do the Right Thing, Vertigo, and Shakespeare in Love. The CD-ROM
was created by Donna Davidson-Symonds of College of the Canyons, Santa Clarita, CA.
Unique Chapter on Adaptation
Chapter 1 3 , Adaptation, treats a major aspect of current filmmaking that is rarely covered in textbooks: the adaptation not only of works of literature, but also television series, computer games, graphic novels, children's books, and even magazine articles, into feature films.
Video Exercises
End-of-chapter video exercises offer a hands-on immediacy to the study of film. Assuming that most students have at least limited access to a VCR or DVD player, we have devised video exercises for nine of the chapters in the text.
• For VCR: To view the section of film dealt with in each exercise, set the VCR counter at "0000" (or the real-time counter at 0:00:00) at the very end of the studio logo, just as the "movie proper" begins. (The "movie proper" includes such things as "Paramount Pictures Presents," opening credits, and the main title). Then fast-forward until the numbers given in the exercise appear.
• For DVD player: For examination of comparable scenes on any available DVD, merely follow the descriptive references in the "chapters" indicator of the main menu.
Questions for Analyzing Film Themes and Techniques
Questions at the end of every chapter help students apply chapter concepts to the analysis of any film. They increase students' involvement in the film experi ence, encouraging them to participate actively in an engaging quest rather than respond passively to the surface details.
Mini-Movie Exercises
Chapters 3 through 15 also provide students with exercises for examining a short film or "cinema sampler" (part of a feature film that is virtually self-contained). These exercises permit scrutiny of "complete," unified works rather than just frag mented bits and pieces of a feature-length film. They should be especially help ful to students and teachers who necessarily work within limited time periods.
DVD Filmmaking Extras
Chapters 3 through 15 contain annotated lists of topic-specific materials about the filmmaking process to be found on DVD versions of many movies. In
Preface xv
xvi Preface
addition, instructions are given for locating many "Easter eggs" (special hidden features) on DVDs.
Writing About Film
Many instructors ask students to write about the films they watch-either in formally in a journal or formally in an essay to give structure and logic to their own critical responses. In this text's Web site (www.mhhe.comlawf 7). we offer guidelines for writing a film analysis and three sample student essays. The first is a lengthy, complete examination ofJohn Ford's The GTapes ofWmth, showing how a student might approach a paper assigned as a major class project. The second is a shorter, simpler paper focusing on important techniques employed in Martin Scorsese's Taxi DTive1'". Both of these essays illustrate the types of analysis that one might expect students to write by using this text and a video source for multiple viewings. So that students using this book can grasp the in terrelationship of the text, film, and finished essay, we have noted in the mar gins of both papers the pages in The An of Watching Films that helped each student writer. The third student essay is a sharply focused analysis of Scor sese's The Age of Innocence without textual annotations.
ONLINE LEARNING CENTER
An Online Learning Center (OLC) for The An of Watching Films can be found at www.mhhe.co/awf 7. The Web site includes tools for both instructors and students.
For instructors, the OLC offers:
• An instructor's manual including chapter outlines, chapter summaries, lecture ideas, discussion questions, and lists of recommended films.
• A test bank containing, for each chapter, over 3 0 multiple-choice, matching, and true-false questions.
• EZ Test Computerized Test Bank, a flexible and easy-to-use electronic testing program that allows instructors to add their own questions and export tests for use with course management systems such as Blackboard or WebCr It is available for Windows and Macintosh environments.
• A Powerpoint presentation includes chapter outlines and discussion questions.
• Questions for use with the Classroom Performance System (CPS), a revolutionary wireless response system that allows instructors to pose questions to students and have their responses tabulated instantly. Go to www.mhhe.comlcps or ask your McGraw-Hill sales representative for further details.
Instructors also have access to all the assets in the Student edition of the OLC, including:
• The special feature "Writing about Film," described above, which provides guidelines for writing a film analysis and three sample student essays.
• A selected bibliography and list of resource materials. • Self-testing quizzes for each chapter, including multiple-choice and
true-false questions. • Study materials for evelY chapter, including chapter outline, internet
exercises, and web links.
ACKNOWLEDGMENTS
This new, all-color seventh edition of The Art of Watching Films exists primarily because readers have embraced its predecessors enthusiastically. I wish to ex press enormous gratitude to the past and current users of my work and that of Joe Boggs.
In addition, I offer my sincere thanks to my family, friends, colleagues, and students for their ardent encouragement tllroughout the making of this book. Immensely praiseworthy among those who actively supported my efforts are Michael Blaz, Carol L. Briles, Miriam J. Briles, Elizabeth Gill, Sandy S. Ridlington, Jeanine Samuelson, Jane A. Tubergen, Robert J. Whelchel-and, especially, Robert D. Briles, Roberta Tierney, Suzanne K. Van Wagner, and Thomas P. Tierney.
Many valuable kindnesses also came my way from Marcia Adams, Deborah Blaz, Jeanne Braham, Ray Hatton, MalY E. Heltsley, Miles Hession II, J acque line E. Orsagh, and Robert C. Petersen. And co-workers whose thoughtfulness eased my labor include Timothy Hopp, Donald P.Jones,Joan Karbach,Jeanine Samuelson, Jan Schlegel, Lisa Toner, Katllie Wentworth, and Vicki Frey.
Within McGraw-Hill Higher Education, senior sponsoring editor Chris Freitag, sponsoring editor Gina Boedeker, development editor Nomi Sofer, photo editor Sonia Brown, and copy editor Patricia Ohlenroth were particu larly helpful. To senior production editor Brett Coker lowe many thanks for his extremely effective leadership and wise counsel. Most of all, I offer my heartfelt appreciation to senior development editor Nancy Crochiere, whose intelligence, creative wit, and patient professionalism sustained me throughout the progress of our challenging tasks.
Finally, I thank all of my colleagues who served as reviewers for this edition:
Brian]. Benson, North Carolina A & T State University
TimotllY Case, University of SOUtll Dakota
John Ernst, Heartland Community College
Mark Freeman, San Diego State University
Robert Gore, Sacramento City College
James Gorham, Midwestern State University
Preface xvii
xviii Preface
Michael Haddock, Florida Community College
Robert Kagan, Manchester Community College
Julie Levinson, Babson College
Cynthia Lucia, Rider University
Valjoan Myers, Oakland Community College
David Popowski, Minnesota State University
Jan Quinn-Weyent, Long Beach City College
John P. Smead, Central Missouri State University
Janice Vierk, Metropolitan Community College
A very special thanks to Donna Davidson-Symonds of College of the Canyons for her superb work on the shldent hltorial CD-ROM that accompanies this text.
Dennis W Petrie
The ART of Watching FILMS
THE UNIQUENESS OF FILM
The tremendous expense involved in producing motion pictures reminds us that film is both an industry and an art form. Each film is the child of a turbulent marriage between businesspeople and artists. Yet despite an ongoing battle be tween aesthetic and commercial considerations, film is recognized as a unique and powerful art form on a par with painting, sculpture, music, literature, and drama. A. O. Scott, a film reviewer for The New York Times, has eloquently iden tified other tensions within our insatiable appetite for going to the movies:
T he e sse ntia l pa rado x .. . is t hat it is at o nce co lle ct ive a nd rad ica lly so lita ry, a n a ma lga m o f the co he sive so cia l rit ua l o f t heate rgo ing a nd t he ind ividua list reve rie o f nove l- reading. The movie s offe r vi sio ns o f a bette r wo rld eve n a s t hey a re sy mpto ms o f e ve ryt hing wro ng wit h t his one . As such, movie go ing is pe rha ps sti ll . . . t he e xe mpla ry mode rn cult ura l a ct ivit y. It spl ice s to get he r ind ivid ua lism a nd ma ss cultu re -t he insiste nce on the pa rt icula rit y o f ide ntit y a nd the sta nda rd izat io n o f e xpe rie nce, t he li ne at t he bo x offi ce a nd t he so lita ry d rea mi ng in t he da rk-like a se re nd ipito us a rt- ho use po uble feat ure pro gra mmed by a de it y wit h pe rve rse ta ste s a nd a n odd se nse o f humo r. I
As a form of expression, the motion picture is similar to other artistic media, for the basic properties of other media are woven into its own rich fabric. Film employs the compositional elements of the visual arts: line, form, mass, volume, and texture. Like painting and photography, film exploits the subtle inter play of light and shadow. Like sculpture, film manipulates tl1ree-dimensional space. But, like pantomime, film focuses on moving images, and as in dance, the moving images in film have rhythm. The complex rhythms of film resemble those of music and poetry, and like poetry in particular, film communicates through imagery, metaphor, and symbol. Like the drama, film communicates visually and verbally: visually, tl1rough action and gesture; verbally, through dia logue. Finally, like the novel, film expands or compresses time and space, trav eling back and forth freely within their wide borders.
Despite these similarities, film is unique, set apart from all other media by its quality of free and constant motion. The continuous interplay of sight, sound, and motion allows film to transcend the static limitations of painting and sculpture-in the complexity of its sensual appeal as well as in its ability to communicate simultaneously on several levels. Film even surpasses drama in its unique capacity for revealing various points of view, portraying action, manip ulating time, and conveying a boundless sense of space. Unlike the stage play, film can provide a continuous, unbroken flow, which blurs and minimizes tran sitions without compromising the story's unity. Unlike the novel and the poem, film communicates directly, not through abstract symbols like words on a page but through concrete images and sounds. VV'hat's more, film can treat an almost infinite array of subjects:
The Art of Watching Fi lms 3
4 CHAPTER 1
It is impo ssible to co nceive o f a nyt hing w hich t he eye might be hold o r t he ea r hea r, i n a ctua lit y o r ima ginat io n, w hich co uld not be re pre se nted in t he med ium o f film. Fro m t he po le s to t he e quato r, fro m t he Gra nd Ca nyo n to t he minute st flaw in a pie ce o f stee l, fro m t he whistling fl ight o f a bullet to t lle slow growt h o f a flower , fro m t he fl icke r o f t ho ught a cro ss a n a lmo st impa ssive fa ce to t he fre n z ied ravings o f a mad ma n, t he re is no po int in spa ce, no de gree o f ma gnit ude o r speed o f move me nt w it hin t he a ppre he nsio n o f ma n w hi ch is not wit hin rea ch o f t he fil m. 2
Film is unlimited not only in its choice of subject but also in its approach to that material. A film's mood and treatment can range from the lyric to the epic. In point of view, a film can cover the full spectrum from the purely objective to the intensely subjective; in depth, it can focus on the surface realities and the purely sensual, or it can delve into the intellectual and philosophical. A film can look to the remote past or probe the distant future; it can make a few seconds seem like hours or compress a century into minutes. Film can run the gamut of feeling from the most fragile, tender, and beautiful to the most brutal, violent, and repulsive.
Of even greater importance than film's unlimited range in subject matter and treatment, however, is the overwhelming sense of reality it can convey. The continuous stream of sight, sound, and motion creates a here-and-now excite ment that immerses the viewer in the cinematic experience. Thus, through film, fantasy assumes the shape and emotional impact of reality (Figure 1.1). The technological history of film can in fact be viewed as a continual evolution toward greater realism, toward erasing the border between art and nature. The motion picture has progressed step by step from drawings, to photographs, to projected images, to sound, to color, to wide screen, to 3-D and beyond. Attempts have been made to add the sense of smell to the film experience by releasing fragrances in the theater. Aldous Huxley'S novel Brave New World depicts a the ater of the future in which a complex electrical apparatus at each seat provides tactile images to match the visuals:
Go ing to t he Fee lie s t his e ve ning, He nry? ... I hea r t lle new o ne at t he A lha mbra is first- rate . The re 's a love sce ne on a bea rskin rug; t lley say it 's ma rve lo us. E ve ry ha ir o f t lle bea r re produced . T he mo st a mazing ta ctua l e ffe ct s.3
Although Huxley's "Feelies" have not yet become reality, the motion pic ture has succeeded-through Cinerama, !MAX, and other wide-screen, curved-screen, large-screen projection or computerized virtual reality tech niques-in intensifying our experience to a remarkable degree. In fact, by cre ating images that are larger than life, films have sometimes been made to seem more real than reality. A cartoon published shortly after the release of the first Cinerama film (This Is Cinerama, 1952) illustrates tl1e effectiveness of tl1is de vice. The drawing pictures a man groping for a seat during the famous roller-
FIGURE 1.1 Making Fantasy Become Reality The f i lm medium gives such fantasy
movies as Ang Lee's Crouching Tiger, Hidden Dragon the texture and emotional impact
of real ity.
coaster sequence. As he moves across a row of theater seats, another spectator, in a panic, grabs his arm and screams hysterically, "Sit down, you fool! You' ll have us all killed!" This cOlnic exclamation echoed similar ones from early silent film patrons who reacted nervously to the first train that swiftly entered a cinema's "station." What awesome delights must await us consumers of movie CGI (computer generated imaging) in future decades.
THE CHALLENGES OF FILM ANALYSIS
The properties that make film the most powerful and realistic of the arts also make analysis challenging. A motion picture moves continuously in time and space. Once frozen, a film is no longer a "motion" picture, and the unique property of the medium is gone. Therefore, film analysis requires us to respond sensitively to the simultaneous and continuous interplay of image, sound, and movement on the screen. This necessity creates tlle most challenging part of the task: We must somehow remain almost totally immersed in the experience of a film while we maintain a high degree of objectivity and critical detach ment. Difficult though it may seem, this skill can be developed, and we must consciously cultivate it if we desire to become truly "cineliterate." Innovations in videocassette recorders (VCRs), laserdisc players, and now digital videodisc (DVD) players and recorders can help, initially at least, by simply making screenings (as well as multiple viewings) of a film easier than in the past.
The technical nature of the medium also creates challenges. It would be ideal if we all had some experience in cinematography and film editing. In the
The Art of Watching Films 5
6 CHAPTER 1
absence of such experience, we should become familiar with the basic tech niques of film production so that we can recognize them and evaluate their effec tiveness. Because a certain amount of technical language or jargon is necessary for the analysis and intelligent discussion of any art form, we must also add a number of important technical terms to our vocabularies.
The most challenging part of our task has already been stated: We must be come almost totally immersed in the experience of a film and at the same time maintain a high degree of objectivity and critical detachment. The complex na ture of the medium makes it difficult to consider all the elements of a film in a single viewing; too many things happen too quickly on too many levels to allow for a complete analysis. Therefore, if we wish to develop the proper habits of analytical viewing, we should see a film at least twice whenever possible. In the first viewing we can watch the film in the usual manner, concerning ourselves primarily with plot elements, the total emotional effect, and the central idea or theme. Then, in subsequent viewings, because we are no longer caught up in the suspense of what happens, we can focus our full attention on the hows and whys of the filmmaker's art. Constant practice of the double- or multiple-viewing technique should make it possible for us to gradually combine the functions of two or more viewings into one.
We must also remember that film analysis does not end when the film is over. In a sense, this is when it really begins. Most of the questions posed in this book require the reader to reflect on the film after viewing it, and a mental re play of some parts of the film will be necessary for any complete analysis.
Finally, as we move through the chapters that follow toward the analysis of individual films, we must always remind ourselves that if the medium can truly be called an "art," then it is definitely a collaborative one. Scores, if not hun dreds, of commercial professionals are involved in the production of the aver age "picture" (to use the term that many filmmakers themselves prefer). When we analyze a literary work such as a novel or poem, we judge the toil of a single creative individual. By contrast, our close examination of a film requires an awareness of the talents of many different artists, including producers, direc tors, production/costume/makeup designers, and, of course, actors. Usually, though, in the beginning is still the word, and the screenwriter-who has his torically been viewed as the least respected major team player in Hollywood remains the primary O1'iginating force within cinematic art.
THE VALUE OF FILM ANALYSIS
Before we turn to the actual process of film analysis, it may be worthwhile to look into certain fundamental questions that have been raised about the value of analysis in general. Perhaps the most vocal reactions against analysis come from those who see it as a destroyer of beauty, claiming that it kills our love for the object under study. According to this view, it is better to accept all art intu-
FIGURE 1 .2 Learning
to Dive Watching
classic f i lm d ramas like
Ingmar Bergman's The
Seventh Seal helps us to
u nderstand our human
selves with a depth
that m ight e lude us
otherwise.
itively, emotionally, and subjectively, so that our response is full, warm, and vi brant, uncluttered by the intellect. However, an either/or, black-and-white po larization of intuition and analysis is flawed. It denies the possibility of some middle ground-a synthesis that retains the best qualities of both approaches and embraces as equally valid both the emotional/intuitive and the intellec tual/analytical approaches. This book rests on that middle ground. It assumes that the soul of the poet and the intellect of the scientist can coexist within all of us, enriching and enhancing the film experience. Analysis need not murder our love of the movies. We can experience beauty, joy, and mystery intellectu ally as well as intuitively. With the tools of analysis, we can discover the deepest reaches of understanding that only the poet within us can fully appreciate (Fig ure 1.2). By creating new avenues of awareness, analysis can make our love for movies stronger, more real, more enduring. The analytical approach is essential to the art of watching films, for it enables us to see and understand how each part functions to contribute its vital energy to the pulsing, dynamic whole.