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Regulatory and Compliance, 2

05/08/2020 Client: mmm78901 Deadline: 2 Day

Discuss the following agency/regulatory body:



  • Securities and Exchange Commission (SEC)


Discuss in detail the following in your presentation (MUST BE IN SEPERATE PARAGRAPHS):



  • Agency Background

  • Authority

  • Issues that each individual agency investigates

  • The effect his agency has on corporate culture

  • Why it is important to be aware of these agencies


APA Format


2 reference minimum



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