5 Book SEVENTH EDITION
The Humanistic Tradition Romanticism, Realism, and the Nineteenth-Century World
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LK055_P0001EDBook5_i-xii_AG.indd ii 02/12/2014 15:48
Gloria K. Fiero
5 Book SEVENTH EDITION
The Humanistic Tradition Romanticism, Realism, and the Nineteenth-Century World
Boston Burr Ridge, IL Dubuque, IA New York San Francisco St. Louis Bangkok Bogotá Caracas Kuala Lumpur Lisbon London Madrid Mexico City
Milan Montreal New Delhi Santiago Seoul Singapore Sydney Taipei Toronto
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Front cover Richard James Lane, Marie Taglioni in the Ballet Flore et Zephyre (detail), 1831. After a drawing by Alfred Edward Chalon. Hand- coloured engraving, 143∕4 × 101∕2 in.
Frontispiece and page x Thomas Phillips, Lord Byron Sixth Baron in Albanian Costume (detail), 1813. Oil on canvas, 50 × 40 in.
THE HUMANISTIC TRADITION, BOOK 5 ROMANTICISM, REALISM, AND THE NINETEENTH-CENTURY WORLD SEVENTH EDITION
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Library of Congress Cataloging-in-Publication Data
Fiero, Gloria K. The humanistic tradition / Gloria K. Fiero. -- Seventh edition. volumes cm Includes bibliographical references and index.
Contents: BOOK 1. The First Civilizations and the Classical Legacy -- BOOK 2. Medieval Europe and the World Beyond -- BOOK 3. The European Renaissance, the Reformation, and Global Encounter -- BOOK 4. Faith, Reason, and Power in the Early Modern World -- BOOK 5. Romanticism, Realism, and the Nineteenth-Century World -- BOOK 6. Modernism, Postmodernism, and the Global Perspective -- VOLUME I. Prehistory to the Early Modern World -- VOLUME II. The Early Modern World to the Present.
ISBN 978-1-259-36066-4 (volume 1 : acid-free paper) -- ISBN 1-259-36066-0 (volume 1 : acid-free paper) -- ISBN 978-1-259-35168-6 (volume 2 : acid-free paper)) -- ISBN 1-259-35168-8 (volume 2 : acid-free paper) -- ISBN 978-0-07-337666-0 (looseleaf : book 1 : acid-free paper) -- ISBN 0-07-337666-3 (looseleaf : book 1 : acid-free paper) -- ISBN 978-1-259-35209-6 (looseleaf : book 2 : acid-free paper) -- ISBN 1-259-35209-9 (looseleaf : book 2 : acid-free paper) -- ISBN 978-1-259-35210-2 (looseleaf : book 3 : acid-free paper) -- ISBN 1-259-35210-2 (looseleaf : book 3 : acid-free paper) -- ISBN 978-1-259-35539-4 (looseleaf : book 4 : acid-free paper) -- ISBN 1-259-35539-X (looseleaf : book 4 : acid-free paper) -- ISBN 978-1-259-35540-0 (looseleaf : book 5 : acid-free paper) -- ISBN 1-259-35540-3 (looseleaf : book 5 : acid-free paper) -- ISBN 978-1-259-35211-9 (looseleaf : book 6 : acid-free paper)
1. Civilization, Western--History--Textbooks. 2. Humanism--History--Textbooks. I. Title. CB245.F47 2015 909’.09821--dc23
2014037553
The Internet addresses listed in the text were accurate at the time of publication. The inclusion of a website does not indicate an endorsement by the author or McGraw-Hill Education, and McGraw-Hill Education does not guarantee the accuracy of the information presented at these sites
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This book was designed and produced by Laurence King Publishing Ltd., London www.laurenceking.com
Commissioning Editor: Kara Hattersley-Smith Production: Simon Walsh Designer: Ian Hunt Picture Researcher: Louise Thomas Text Permissions: Rachel Thorne Copy-editor: Rosanna Lewis
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vSERIES CONTENTS
BOOK 1
The First Civilizations and the Classical Legacy Introduction: Prehistory and the Birth of Civilization 1 Mesopotamia: Gods, Rulers, and the Social Order 2 Africa: Gods, Rulers, and the Social Order 3 India, China, and the Americas 4 Greece: Humanism and the Speculative Leap 5 The Classical Style 6 Rome: The Rise to Empire 7 China: The Rise to Empire
BOOK 2
Medieval Europe and the World Beyond 8 A Flowering of Faith: Christianity and Buddhism 9 The Language of Faith: Symbolism and the Arts 10 The Islamic World: Religion and Culture 11 Patterns of Medieval Life 12 Christianity and the Medieval Mind 13 The Medieval Synthesis in the Arts 14 The World Beyond the West: India, China,
and Japan
BOOK 3
The European Renaissance, the Reformation, and Global Encounter 15 Adversity and Challenge:
The Fourteenth-Century Transition 16 Classical Humanism in the Age of the Renaissance 17 Renaissance Artists: Disciples of Nature,
Masters of Invention 18 Cross-Cultural Encounters: Asia, Africa,
and the Americas 19 Protest and Reform: The Waning of the Old Order
Series Contents
BOOK 4
Faith, Reason, and Power in the Early Modern World 20 The Catholic Reformation and the Baroque Style 21 Absolute Power and the Aristocratic Style 22 The Baroque in the Protestant North 23 The Scientific Revolution and the New Learning 24 The Enlightenment: The Promise of Reason 25 The Limits of Reason 26 Eighteenth-Century Art, Music, and Society
BOOK 5
Romanticism, Realism, and the Nineteenth-Century World 27 The Romantic View of Nature 28 The Romantic Hero 29 The Romantic Style in Art and Music 30 Industry, Empire, and the Realist Style 31 The Move Toward Modernism
BOOK 6
Modernism, Postmodernism, and the Global Perspective 32 The Modernist Assault 33 The Freudian Revolution 34 Total War, Totalitarianism, and the Arts 35 The Quest for Meaning 36 Liberation and Equality 37 The Information Age 38 Globalism: The Contemporary World
VOLUME I
Prehistory to the Early Modern World Chapters 1–19
VOLUME II
The Early Modern World to the Present Chapters 19–38
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vi CONTENTS
Book 5 Contents
Letter from the Author ix
Preface x
27 The Romantic View of Nature (ca. 1780–1880) 209
LOOKING AHEAD 210
The Progress of Industrialization 210
Early Nineteenth-Century Thought 210
Hegel and the Hegelian Dialectic 211
Darwin and the Theory of Evolution 211
EXPLORING ISSUES Creationism versus
Evolution 213
Nature and the Natural in European Literature 213
Wordsworth and the Poetry of Nature 213
READING 27.1 From Wordsworth’s “Lines Composed a
Few Miles Above Tintern Abbey” 215
The Poetry of Shelley 216
READING 27.2 Shelley’s “Ode to the West Wind” 216
The Poetry of Keats 217
READING 27.3 Keats’ “Ode on a Grecian Urn” 218
Blake: Romantic Mystic 219
READING 27.4 Blake’s “The Tiger” 219
Nature and the Natural in Asian Literature 219
READING 27.5 From Shen Fu’s Six Chapters from a
Floating Life 220
Romantic Landscape Painting 221
MAKING CONNECTIONS 221
Constable and Turner 222
Landscape Painting in France 225
American Romanticism 225
Transcendentalism 225
LOOKING INTO Emerson’s “Brahma” 226
READING 27.6 From Thoreau’s Walden 227
Walt Whitman’s Romantic Individualism 228
READING 27.7 From Whitman’s “Song of Myself” 228
American Landscape Painting 229
America and Native Americans 231
American Folk Art 233
LOOKING BACK 236
Glossary 236
28 The Romantic Hero (ca. 1780–1880) 237
LOOKING AHEAD 238
Nationalism and the Hero 238
Napoleon as a Romantic Hero 238
READING 28.1 From Napoleon’s Diary 240
The Promethean Hero 240
The Promethean Myth in Literature 240
READING 28.2 From Mary Shelley’s Frankenstein
(Chapters 4 and 5) 241
Bryon and the Promethean Myth 242
READING 28.3 Byron’s “Prometheus” 244
Pushkin: The Byron of Russia 244
READING 28.4 From Pushkin’s “Napoleon” 245
The Abolitionists: American Prometheans 245
Frederick Douglass 246
READING 28.5 From Douglass’ My Bondage and
My Freedom 246
Sojourner Truth 247
READING 28.6 From The Narrative of Sojourner Truth 248
Slave Songs and Spirituals 248
Goethe’s Faust: The Quintessential Romantic Hero 248
READING 28.7 From Goethe’s Faust 250
Romantic Love and Romantic Stereotypes 254
READING 28.8 Heine’s “You are Just Like a Flower” 254
The Female Voice 254
LOOKING BACK 256
29 The Romantic Style in Art and Music (ca. 1780–1880) 257
LOOKING AHEAD 258
Heroic Themes in Art 258
Gros and the Glorification of the Hero 258
Popular Heroism in Goya and Géricault 258
Delacroix and Revolutionary Heroism 260
MAKING CONNECTIONS 262
Heroic Themes in Sculpture 263
Trends in Mid-Nineteenth-Century Architecture 266
Neomedievalism in the West 266
Exoticism in Western Architecture 267
The Romantic Style in Music 267
The Genius of Beethoven 268
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CONTENTS vii
Art Songs 270
The Programmatic Symphonies of Berlioz 270
The Piano Music of Chopin 271
The Romantic Ballet 273
Romantic Opera 275
Verdi and Italian Grand Opera 275
Wagner and the Birth of Music-Drama 275
LOOKING BACK 276
Glossary 277
30 Industry, Empire, and the Realist Style (ca. 1850–1900) 278
LOOKING AHEAD 279
The Global Dominion of the West 279
Advancing Industrialization 279
Colonialism and the New Imperialism 279
READING 30.1 From Kipling’s “The White Man’s Burden” 280
China and the West 281
READING 30.2 From Lin Zexu’s Letter of Advice to
Queen Victoria 281
Social and Economic Realities 283
EXPLORING ISSUES Islam and the West 283
Nineteenth-Century Social Theory 284
EXPLORING ISSUES The Limits of Authority 285
The Radical Views of Marx and Engels 285
READING 30.3 From Marx’s and Engels’ Communist
Manifesto 286
Mill and Women’s Rights 288
READING 30.4 From Mill’s The Subjection of Women 288
The New Historicism 289
Realism in Literature 289
The Novels of Dickens and Twain 289
READING 30.5 From Dickens’ The Old Curiosity Shop 290
READING 30.6 From Twain’s The Adventures of
Huckleberry Finn 291
Russian Realism: Dostoevsky and Tolstoy 293
READING 30.7 From Dostoevsky’s Crime
and Punishment 294
The Literary Heroines of Flaubert and Chopin 295
READING 30.8 From Flaubert’s Madame Bovary 296
READING 30.9 Kate Chopin’s “The Story of an Hour”
(“The Dream of an Hour”) 296
Zola and the Naturalistic Novel 297
READING 30.10 From Zola’s Germinal 298
Realist Drama: Ibsen 299
READING 30.11 From Ibsen’s A Doll’s House 299
Realism in the Visual Arts 300
The Birth of Photography 300
Courbet and French Realist Painting 302
Daumier’s Social Realism 303
LOOKING INTO Courbet’s Burial at Ornans 304
The Scandalous Realism of Manet 307
Realism in American Painting 310
MAKING CONNECTIONS 311
Late Nineteenth-Century Architecture 314
Realism in Music 316
LOOKING BACK 318
Glossary 318
31 The Move Toward Modernism (ca. 1875–1900) 319
LOOKING AHEAD 320
Late Nineteenth-Century Thought 320
Nietzsche’s New Morality 320
READING 31.1 From the Works of Nietzsche 320
Bergson: Intellect and Intuition 321
Poetry in the Late Nineteenth Century: The Symbolists 322
Mallarmé 322
READING 31.2 From Mallarmé’s “The Afternoon
of a Faun” 322
Music in the Late Nineteenth Century: Debussy 323
Painting in the Late Nineteenth Century 324
Symbolism 324
Impressionism 325
Monet: Pioneer Impressionist 325
Renoir 327
Pissarro 327
Degas 328
Japanese Woodblock Prints and Western Art 329
Cassatt 331
MAKING CONNECTIONS 332
Toulouse-Lautrec 333
Art Nouveau 333
LOOKING INTO Toulouse-Lautrec’s At the Moulin Rouge 334
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viii CONTENTS
Sculpture in the Late Nineteenth Century 336
Degas and Rodin 336
The Arts of Africa and Oceania 341
Africa 341
Oceania 343
Primitivism 343
Postimpressionism 345
Van Gogh 345
Gauguin 346
Seurat 347
Cézanne 349
LOOKING BACK 350
Glossary 350
Picture Credits 351
Literary Credits 351
Index 352
MAPS 28.1 The Empire of Napoleon at its Greatest Extent,
1812 239
30.1 European Colonies and Independent Nations in 1900 281
31.1 The Kingdoms of Yoruba and Dahomey 341
31.2 The Islands of the South and Central Pacific 343
MUSIC LISTENING SELECTIONS Beethoven, Symphony No. 3 in E-flat Major, The Eroica,
first movement, excerpt, 1803–1804 268
Schubert, Erlkönig, 1815 270
Berlioz, Symphonie fantastique, Op. 14, “March to the
Scaffold,” fourth movement, excerpt, 1830 271
Chopin, Etude in G-flat Major, Op. 10, No. 5, 1833 272
Debussy, Prélude à “L’après midi d’un faune, 1894 323
ANCILLARY READING SELECTIONS From Wordsworth and Coleridge’s Lyrical Ballads 213
From Melville’s Moby Dick 238
From Byron’s Don Juan 242
From Douglass’ Narrative of the Life of Frederick Douglass 246
Sojourner Truth’s “Ain’t I a Woman?” 247
Austen’s Pride and Prejudice 255
The Qianlong Emperor of China’s letter to King George III of
Great Britain 281
From Mill’s On Liberty 285
From Dickens’ David Copperfield 290
From Tolstoy’s War and Peace 293
From Dostoevsky’s The Brothers Karamazov 293
From Bergson’s Time and Free Will 322
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ixLETTER FROM THE AUTHOR
The Humanistic Tradition originated more than two decades ago. As a long-time humanities instructor, I recognized that the Western-only perspective was no longer adequate to understanding the cultural foundations of our global world. However, none of the existing humanities textbooks served my needs. The challenge was daunting—covering the history of Western literature, philosophy, art, music, and dance was already an ambitious undertaking for a humanities survey; how could I broaden the scope to include Asia, Africa, and the Americas without over-loading the course?
I found the solution in my classroom: Instead of assuming a strictly historical approach to the past, (as I did in my history classes), I would organize my humanities lectures topically, focusing on universal themes, major styles, and significant movements---gods and rulers, classicism, imperialism, the Romantic hero, racial and sexual equality, globalism---as they reflected or shaped the culture of a given time or place. What evolved was The Humanistic Tradition, a thematic, yet global and chronological approach to humanities, one that provokes thought and discussion without burying students under mountains of encyclopedic information.
Now in its seventh edition, The Humanistic Tradition continues to celebrate the creative mind by focusing on how the arts and ideas relate to each other, what they tell us about our own human nature and that of others on our planet. Its mission remains relevant to the present, and essential (I would hope) to enriching the future of each student who reads its pages.
The Seventh Edition of The Humanistic Tradition To the seventh edition of The Humanistic Tradition I have added a new feature: Looking Into is a diagram- matic analysis of key works, such as Neolithic stone circles (including the latest archeological discoveries in Southeast Turkey), the Parthenon, the sonnets of Petrarch and Donne, Shiva: Lord of the Dance, Jan van Eyck’s Arnolfini Double Portrait, and Judy Chicago’s Dinner Party.
The new edition expands two popular features that promote critical thinking: Exploring Issues,
which focuses on controversial ideas and current debates (such as the battle over the ownership of antiquities, and creationism versus evolution); and Making Connections, which brings attention to con- trasts and continuities between past and present. To Exploring Issues, I have added the debate over the origins of India’s Vedic culture (chapter 3). To Making Connections I offer a novel illustration of the con- temporary affection for Chinese landscape painting (chapter 14).
The chapter-by-chapter integration of literary, visual, and aural primary sources remains a hallmark of The Humanistic Tradition. In an effort to provide the most engaging and accessible literary works, some selected readings in this edition appear in alternate translations. Marginal logos have been added to direct students to additional literary resources that are dis- cussed but not included in the text itself.
Additions to the art program include the Nebra Sky Disk, Hellenistic mosaics, Delacroix’s Women of Algiers, Oceania’s art of tattoo, Japan’s Amida Buddha, Charles Willson Peale’s Portrait of Yarrow Mamout (the earliest known portrait of a Muslim in America), Ai Wei Wei’s Forever Bicycle, Ernesto Neto’s Anthropodino, and Zaha Hadid’s Heydar Aliyev Center. Chapters 37 and 38, which treat the Information Age and Globalism, have been updated to present a cogent overview of contemporary issues, including terrorism, ecological concerns, ethnic conflict, and the digital arts.
The Humanistic Tradition pioneered a flexible six-book format in recognition of the varying chronological range of humanities courses. Each slim volume was also convenient for students to bring to classes, the library, and other study areas. The seventh edition con- tinues to be available in this six-book format, as well as in a two-volume set for the most common two-term course configuration.
In preparing the seventh edition, I have depended on the excellent editorial and production team led by Donald Dinwiddie at Laurence King Publishing. Special thanks also go to Kara Hattersley-Smith at LKP and Sarah Remington at McGraw-Hill Higher Education.
Letter from the Author
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x PREFACE
Each generation leaves a creative legacy, the sum of its ideas and achieve- ments. This legacy represents the response to our effort to ensure our individual and collective survival, our need to establish ways of living in harmony with others, and our desire to understand our place in the universe. Meeting the challenges of survival, communality, and self-knowledge, we have created and transmitted the tools of science and technology, social and political institutions, religious and philosophic systems, and various forms of personal expression—the totality of which we call culture. Handed down from generation to generation, this legacy constitutes the humanistic tradition, the study of which is called humanities.
Understanding that a global humanities course is taught in varying ways, Gloria Fiero redefines the discipline for greater flexibility via a variety of innovative digital tools. Enhanced by McGraw-Hill Education’s LearnSmart and SmartBook, Fiero delivers a learning experience tailored to the needs of each institution, instructor, and student. With the ability to incorporate new extended readings, streaming music, and artwork, The Humanistic Tradition renews the understanding of the relationship between world cultures and humankind’s creative legacy.
Personalized Learning Experience
In Connect Humanities, you can access all of the art and music from The Humanistic Tradition on your computer or mobile device. Music logos (right) that appear in the margins of the text refer to listening selections available for streaming.
As part of McGraw-Hill Education’s Connect Humanities, LearnSmart is an adaptive learning program designed to personalize the learning experience. LearnSmart helps students learn faster, study smarter, and retain more knowledge for greater success. Distinguishing what students know from what they don’t, and touching on concepts they are most likely to forget, LearnSmart continuously adapts to each students’ needs by building a personalized learning path. LearnSmart is proven to strength- en memory recall, keep students in class, and boost grades. By helping students master core concepts ahead of time, LearnSmart enables instruc- tors to spend more meaningful time in the classroom.
Enhanced by LearnSmart, SmartBook is the first and only adaptive reading experience currently available.
• Making It Effective SmartBook creates a personalized reading expe- rience by highlighting the most impactful concepts a student needs to learn at that moment in time. This ensures that every minute spent with SmartBook is returned to the student as the most valuable minute possible.
• Make It Informed Real-time reports quickly identify the concepts that require more attention from individual students—or the entire class.
The Humanistic Tradition—a personalized learning
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xiPREFACE
Personalized Teaching Experience Personalize and tailor your teaching experience to the needs of your humanities course with Create, Insight, and instructor resources.
Create What You’ve Only Imagined No two humanities courses are the same. That is why Gloria Fiero has personally hand-picked additional readings that can be added easily to a customized edition of The Humanistic Tradition. Marginal icons (right) that appear throughout this new edition indicate additional readings, a list of which is found at the end of the Table of Contents.
To customize your book using McGraw-Hill Create™, follow these steps: 1. Go to http://create.mheducation.com and sign in or register for an
instructor account. 2. Click Collections (top, right) and select the “Traditions: Humanities
Readings Through the Ages” Collection to preview and select readings. You can also make use of McGraw-Hill’s comprehensive, cross-disciplinary content as well as other third-party resources.
3. Choose the readings that are most relevant to your students, your curriculum, and your own areas of interest.
4. Arrange the content in a way that makes the most sense for your course. 5. Personalize your book with your course information and choose the
best format for your students—color, black-and-white, or ebook. When you are done, you will receive a free PDF review copy in just minutes.
Or contact your McGraw-Hill Education representative, who can help you build your unique version of The Humanisitic Tradition.
Powerful Reporting on the Go The first and only analytics tool of its kind, Connect Insight is a series of visual data displays—each framed by an intuitive question—that provide at-a-glance information regarding how your class is doing. • Intuitive You receive an instant, at-a-glance view of student performance
matched with student activity. • Dynamic Connect Insight puts real-time analytics in your hands so you
can take action early and keep struggling students from falling behind. • Mobile Connect Insight travels from office to classroom, available on
demand wherever and whenever it’s needed.
Instructor Resources Connect Image Bank is an instructor database of images from select McGraw-Hill Education art and humanities titles, including The Humanistic Tradition. It includes all images for which McGraw-Hill has secured electronic permissions. With Connect Image Bank, instructors can access a text’s images by browsing its chapters, style/period, medium, and culture, or by searching with key terms. Images can be easily downloaded for use in presentations and in PowerPoints. The download includes a text file with image captions and information. You can access Connect Image Bank on the library tab in Connect Humanities (http://connect.mheducation.com).
Various instructor resources are available for The Humanistic Tradition. These include an instructor’s manual with discussion suggestions and study questions, music listening guides, lecture PowerPoints, and a test bank. Contact your McGraw-Hill sales representative for access to these materials.
and teaching experience in global humanities
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Text The text of a primary source refers to its medium (that is, what it is made of), its form (its outward shape), and its content (the subject it describes).
Literature: Literary form varies according to the manner in which words are arranged. So, poetry, which shares rhythmic organization with music and dance, is distinguished from prose, which normally lacks regular rhythmic patterns. Poetry, by its freedom from conven- tional grammar, provides unique opportunities for the expression of intense emotions. Prose usually functions to convey information, to narrate, and to describe.
Philosophy (the search for truth through reasoned analy- sis) and history (the record of the past) make use of prose to analyze and communicate ideas and information.
In literature, as in most forms of expression, content and form are usually interrelated. The subject matter or form of a literary work determines its genre. For instance, a long narrative poem recounting the adventures of a hero constitutes an epic, while a formal, dignified speech in praise of a person or thing constitutes a eulogy.
The Visual Arts: The visual arts employ a wide variety of media, ranging from the traditional colored pigments used in painting, to wood, clay, marble, and (more recently) plastic and neon used in sculpture, to a wide variety of digital media, including photography and film. The form or outward shape of a work of art depends on the manner in which the artist manipulates the elements of color, line, texture, and space. Unlike words, these formal elements lack denotative meaning.
The visual arts are dominantly spatial, that is, they operate and are apprehended in space. Artists manipu- late form to describe or interpret the visible world (as in the genres of portraiture and landscape), or to create worlds of fantasy and imagination. They may also fabri- cate texts that are nonrepresentational, that is, without identifiable subject matter.
Music and Dance: The medium of music is sound. Like literature, music is durational: it unfolds over the period of time in which it occurs. The major elements of music are melody, rhythm, harmony, and tone color—formal elements that also characterize the oral life of litera- ture. However, while literary and visual texts are usually descriptive, music is almost always nonrepresentational: it rarely has meaning beyond sound itself. For that reason, music is the most difficult of the arts to describe in words.
Dance, the artform that makes the human body itself the medium of expression, resembles music in that it is temporal and performance-oriented. Like music, dance
exploits rhythm as a formal tool, and like painting and sculpture, it unfolds in space as well as in time.
Studying the text, we discover the ways in which the artist manipulates medium and form to achieve a charac- teristic manner of execution or expression that we call style. Comparing the styles of various texts from a single era, we discover that they usually share certain defining features and characteristics. Similarities between, for instance, ancient Greek temples and Greek tragedies, or between Chinese lyric poems and landscape paintings, reveal the unifying moral and aesthetic values of their respective cultures.
Context The context describes the historical and cultural environ- ment of a text. Understanding the relationship between text and context is one of the principal concerns of any inquiry into the humanistic tradition. To determine the context, we ask: In what time and place did our primary source originate? How did it function within the society in which it was created? Was it primarily decorative, didactic, magical, or propagandistic? Did it serve the religious or political needs of the community? Sometimes our answers to these questions are mere guesses. For instance, the paintings on the walls of Paleolithic caves were probably not “artworks” in the modern sense of the term, but, rather, magical signs associated with religious rituals per- formed in the interest of communal survival.
Determining the function of the text often serves to clarify the nature of its form, and vice-versa. For instance, in that the Hebrew Bible, the Song of Roland, and many other early literary works were spoken or sung, rather than read, such literature tends to feature repetition and rhyme, devices that facilitate memorization and oral delivery.
Subtext The subtext of a primary source refers to its secondary or implied meanings. The subtext discloses conceptual messages embedded in or implied by the text. The epic poems of the ancient Greeks, for instance, which glorify prowess and physical courage, suggest an exclusively male perception of virtue. The state portraits of the seventeenth-century French king Louis XIV bear the subtext of unassailable and absolute power. In our own time, Andy Warhol’s serial adaptations of Coca-Cola bottles offer wry commentary on the commercial mental- ity of American society. Examining the implicit message of the text helps us determine the values of the age in which it was produced, and offers insights into our own.
BEFORE WE BEGIN
Studying humanities engages us in a dialogue with primary sources: works original to the age in which they were produced. Whether literary, visual, or aural, a primary source is a text; the time, place, and circumstances in which it was created constitute
the context; and its various underlying meanings provide the subtext. Studying humanities from the perspective of text, context, and subtext helps us understand our cultural legacy and our place in the larger world.
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The Romantic View of Nature ca. 1780–1880
“Beauty in art is truth bathed in an impression received from nature.” Corot
27 Chapter
Figure 27.1 J. M. W. TURNER, The Slave Ship (Slavers Throwing Overboard the Dead and Dying: Typhoon Coming On), 1840. Oil on canvas, 2 ft. 113∕4 in. × 4 ft. 1∕4 in. Turner infused many of his paintings with a golden glow, achieved by working from a white (rather than a dark) ground and by the use of new yellow pigments commercially available after 1817. His detractors accused Turner of “yellow fever.”
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210 CHAPTER 27 The Romantic View of Nature
The Progress of Industrialization During the nineteenth century, the population of Europe doubled in size. At the same time, material culture changed more radically than it had in the previous thou- sand years. The application of science to practical inven- tion, begun in the eighteenth century, had already sparked the beginnings of the Industrial Revolution—the mass production of material goods by machine. The first phase of industrialization occurred in mid eighteenth-century England, with the development of the steam engine and the machinery for spinning and weaving textiles (see chap- ter 25). Monopolized by the English for a half-century, the Industrial Revolution spread to the rest of Europe and to the United States by the 1830s. As increasing production of coal, iron, and steel encouraged the further expansion of industry and commerce, the West was transformed from an agrarian to an industrially based society. Goods that had been hand-produced in homes and workshops were increasingly manufactured in newly constructed factories, mills, and mines. Industrialization demanded enormous investments of capital and the efforts of a large labor force; it stimulated growth in Europe’s urban centers. And ultimately, it provided the basis for the West’s controlling influence over the rest of the world (see chapter 30).
Early Nineteenth-Century Thought Romanticism found its formal philosophers largely among nineteenth-century German intellectuals. Gottlieb Fichte (1762–1814), Friedrich Schiller
(1775–1854), and Arthur Schopenhauer (1788–1860)
followed the philosophic idealism of Immanuel Kant, who exalted the role of the human mind in constructing an idea of the world (see chapter 25). According to the German idealists, the truths of empirical experience were not self-evident, as Locke had argued, and the truths of the mind were not clear and distinct, as Descartes had held. Much like Rousseau (see chapter 25) and the Romantic poets (discussed later in this chapter), the idealists prized the powers of human instinct and viewed nature in deeply subjective terms.
Schopenhauer defended the existence of a “life-will,” a blind and striving impersonal force whose operations are without purpose or design, and whose activities give rise to disorder and delusion. In Schopenhauer’s view, the only escape from malignant reality was selfless contempla- tion of the kind described in Hindu literature and the mystical treatises of Johannes Eckhart (see chapter 15). Welcoming the influence of Indian religious philosophy, Schopenhauer wrote: “Sanskrit literature will be no less influential for our time than Greek literature was in the fifteenth century for the Renaissance.”
While Schopenhauer perceived existence as devoid of reason and burdened by constant suffering, others moved in the direction of mysticism. Some allied with notable visionaries, such as Friedrich von Hardenberg, better known as Novalis (1772–1801). Novalis shaped the German Romantic movement through poems and essays that expressed longing for the lost mythic past and a spir- itually inspired future. “If God could become man,” wrote Novalis, “then He can also become stone, plant, animal, and element and perhaps in this way there is redemp- tion in Nature.” The Romantic reawakening of religion embraced the doctrines of mysticism, confessional emo- tionalism, and pantheism, the last of which stressed the
LOOKING AHEAD
The nineteenth century is often called “the Romantic era.” The term “Romanticism” describes a movement in the history of culture, an aesthetic style, and an attitude of mind. As a cultural movement, Romanticism reacted against the rationalism of the Enlightenment and the depersonalizing effects of Western industrialization. Spanning the late eighteenth century and continuing well into the twentieth, the Romantic movement revolted against academic convention, and authority, and opposed the limitations to freedom in personal, political, and artistic life.
As a style, Romanticism provided an alternative to the Enlightenment values of order, clarity, and rational restraint. In place of Neoclassical formality and the objective exercise of the intellect, Romanticism celebrated spontaneity and the subjective exercise of the imagination. In all the arts, the Romantics abandoned traditional formal constraints to explore new, imaginative avenues of expression.
As an attitude of mind, Romanticism may be seen as an assertion of intuitive individualism and the primacy of feeling. Romantics did not reject the value of reason as such, but they regarded emotions (and the role of the senses) as equally important to human experience—and as essential to creativity. They looked to nature as a source of divine inspiration and seized on the tumultuous events of their time: the exotic, the catastrophic, and the fantastic. They often indulged in acts of nonconformity that alienated them from conventional society.
The lives and works of the Romantics were marked by deep subjectivity—even self-indulgence. If their perceptions and passions were intense, their desire to devise a language adequate to that intensity of feeling often drove them to frustration, melancholy, despair, and early death: the poets Shelley, Keats, and Byron; the composers Chopin and Schubert; and the painters Gros and Géricault, all died before the age of forty.
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unity of God, man, and nature. According to the foremost German Protestant theologian and preacher, Friedrich E. D. Schleiermacher (1768–1834), the object of religion is “to love the spirit of the world” and “to become one with the infinite.”
Hegel and the Hegelian Dialectic The most influential philosopher of the nineteenth cen- tury was Georg Wilhelm Friedrich Hegel (1770–1831). A professor of philosophy at the University of Berlin, Hegel taught that the world consists of a single divine nature, which he termed “absolute mind” or “spirit.” Spirit and matter obey an evolutionary process impelled by spirit seeking to know its own nature. He explained the opera- tion of that process, or dialectic, as follows: every condition (or “thesis”) confronts its opposite condition (or “antith- esis”), which then generates a synthesis. The synthesis in turn produces its opposite, and so on, in a continuing evolution that moves toward the ultimate goal of spiritual freedom. For Hegel, all reality is a process that operates on the principle of the dialectic—thesis, antithesis, and synthesis—a principle that governs the realm of ideas, artis- tic creation, philosophic understanding . . . indeed, history itself. “Change in nature, no matter how infinitely varied it is,” wrote Hegel, “shows only a cycle of constant repetition. In nature, nothing new happens under the sun.”
Hegel’s dense prose work The Philosophy of History (1807), a compilation of his own and his students’ lec- ture notes, advances the idea that the essence of spirit is freedom, which finds its ultimate expression in the nation- state. According to Hegel, human beings possess free will (thesis), which, although freely exercised over property, is limited by duty to the universal will (antithesis). The ultimate synthesis is a stage that is reached as individual will comes into harmony with universal duty. This last stage, which represents real freedom, manifests itself in the concrete institutions of the state and its laws. Hegel’s view of the state (and the European nation-state in particu- lar) as the last stage in the development of spirit and the Hegelian dialectic in general had considerable influence on late nineteenth-century nationalism, as well as on the economic theories of Karl Marx (see chapter 30).
Darwin and the Theory of Evolution Like Hegel, the British scientist Charles Darwin (1809– 1882) perceived nature as constantly changing. A natu- ralist in the tradition of Aristotle, Darwin spent his early career amassing enormous amounts of biological and geological data, partly as the result of a five-year voyage to South America aboard the research vessel HMS Beagle. Darwin’s study of fossils on the Galápagos Islands of the Pacific Ocean confirmed the view of his predecessors that complex forms of life evolved from a few extremely simple organic forms. The theory of evolution did not originate with Darwin—Goethe, for example, had already suggested that all forms of plant life had evolved from a single primeval plant, and the French biologist Jean-Baptiste de Lamarck (1744–1829) had shown that fossils give evi- dence of perpetual change in all species. Darwin, however,
substantiated the theory of evolution by explaining the process by which evolution occurs. Observing the tendency of certain organisms to increase rapidly over time while retaining traits favorable to their survival, he concluded that evolution operates by means of natural selection.
By natural selection, Darwin meant a process whereby nature “prunes away” unfavorable traits in a given species, permitting the survival of those creatures that are most suited to the struggle for life and to reproduction of that species. The elephant’s trunk, the giraffe’s neck, and the human brain were evidence, he argued, of adaptations made by each of these species to its environment and proof that any trait that remained advantageous to continuity would prevail. Failure to develop such traits meant the ultimate extinction of less developed species; only the “fit- test” survived.
In 1859 Darwin published his classic work, The Origin of Species by Means of Natural Selection, or the Preservation of the Favored Races in the Struggle for Life. Less than a year later, a commentator observed: “No scientific work that has been published within this century has excited so much general curiosity.” But curiosity was among the milder responses to this publication, for Darwin’s theory of evolu- tion, like Newton’s law of gravity, challenged traditional ideas about nature and the world order. For centuries, most Westerners had held to the account of the Creation described in Scripture. Some, in fact, accepted the chro- nology advanced by the Irish Catholic bishop James Ussher (1581–1656), which placed earthly creation at 4004 b.c.e. Most scholars, however, perceived the likelihood of a far greater age for the earth and its species.
Darwin’s thesis did not deny the idea of a divine crea- tor—indeed, Darwin initially speculated that “it is just as noble a conception of the Deity to believe that He created a few original forms capable of self-development into other and needful forms, as to believe that He required a fresh act of creation to supply the voids caused by the action of His laws.” But Darwin’s theory implied that natural selec- tion, not divine will, governed the evolutionary process. By suggesting that nature and its operations were impersonal, continuous, and self-governing, the theory of natural selection challenged the creationist view (supported by the Bible) that God had brought into being a fixed and unchanging number of species. Equally troubling was Darwin’s argument (clarified in his later publication The Descent of Man, 1871) that the differences between humans and less complex orders of life were differences of degree,
Science and Technology
1799 paleontologist William Smith (British) theorizes that rock strata may be identified by fossils characteristic to each
1830 Charles Lyell (British) provides foundations for the modern study of geology in his Principles of Geology
1859 Darwin publishes The Origin of Species
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not kind, and that all creatures were related to one another by their kinship to lower forms of life. The most likely ancestor for Homo sapiens, explained Darwin, was “a hairy, tailed quadruped, probably arboreal in its habits . . .” (Figure 27.2).
Clearly, Darwin’s conclusions (which nurtured his own reluctant agnosticism) toppled human beings from their elevated place in the hierarchy of living creatures. If the cosmology of Copernicus and Galileo had displaced earth from the center of the solar system, Darwin’s theory robbed human beings of their preeminence on the planet. At a single blow, Darwin shattered the har- monious world-views of both Renaissance humanists and Enlightenment philosophes.
Yet, the theory of evolution by natural selection comple- mented a view of nature in keeping with Romanticism. As Thoreau (see Reading 27.6) mused, “Am I not partly leaves and vegetable mould myself?” And numerous passages from the writings of Wordsworth, Shelley, Emerson, and Whitman (the Romantics treated in this chapter) exhibit a similar pantheistic sentiment. At the same time, Darwin’s ideas encouraged the late nineteenth-century movement of “scientism” (the proposition that the methods of the natural sciences should be applied in all areas of rational investigation). Darwin’s writing also stimulated the rise of natural history museums, which, unlike the random collec- tions of previous centuries, gave evidence of the common order of living things.
The consequences of Darwin’s monumental theory were far-reaching, but his ideas were often oversimplified or misinterpreted. Among some thinkers, the theory of evolution provided the rationale for analyzing civilizations as living organisms with identifiable stages of growth, matu- rity, and decline. Then too, Darwin’s use of the phrase “Favored Races” in the subtitle of his major work contrib- uted to the theory of social Darwinism, which freely applied some of his ideas to political, economic, and cultural life.
The term “social Darwinism” did not come into use until 1879, but the idea that natural selection operated to determine the superiority of some individuals, groups, races, and nations over others was effective in justifying European policies of imperialism (see chapter 30). By their intelligence and wealth, argued the social Darwinists, Westerners (and white people in general) were clearly the “fittest,” and therefore destined to dominate the less fit. Since Darwin meant by “fitness” the reproductive success of a species, not simply its survival, most appli- cations of his work to contemporary social conditions represented a distortion of his ideas. Nevertheless, social Darwinism, expanded on by political theorists, would provide “scientific” justification for European colonialism. It also anticipated more threatening and extreme theo- ries, such as eugenics (which focused on the elimination of society’s “less fit” members) and the racist ideology of Adolf Hitler.
In the course of the twentieth century, modern biology, and particularly the science of molecular genetics (the study of the digital information preserved in DNA), has provided evidence to support Darwin’s theory of natural selection. Nevertheless, today’s scientists continue to probe the origins of life—where and how it first came into being. In the context of the nineteenth century, however, Darwin remains a leading figure. Like all Romantics, he was a keen and curious observer of nature, which he described as vast, energetic, and unceasingly dynamic. In The Origin of Species, he exults:
When we no longer look at an organic being as a savage looks at a ship, as something wholly beyond his comprehension; when we regard every production of nature as one which has had a long history; when we contemplate every complex structure and instinct as the summing up of many contrivances, each
Figure 27.2 Spoofing evolution, a cartoon of the day portrays an apelike Charles Darwin explaining his controversial theory of evolution to an ape with the help of a mirror. The work appeared in the London Sketch Book in May 1874, captioned by two suitable quotations from the plays of Shakespeare: “This is the ape of form” and “Four or five descents since.”
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useful to the possessor, in the same way as any great mechanical invention is the summing up of the labor, the experience, the reason, and even the blunders of numerous workmen; when we thus view each organic being, how far more interesting . . . does the study of natural history become!
And in the final paragraph of his opus, Darwin brings romantic fervor to his description of nature’s laws:
It is interesting to contemplate a tangled bank, clothed with many plants of many kinds, with birds singing on the bushes, with various insects flitting about, and with worms crawling through the damp earth, and to reflect that these elaborately constructed forms, so different from each other, and dependent upon each other in so complex a manner, have all been produced by laws acting around us. These laws, taken in the largest sense, being Growth and Reproduction; Inheritance which is almost implied by reproduction; Variability from the indirect and direct action of the conditions of life, and from use and disuse; a Ratio of Increase so high as to lead to a Struggle for Life, and as a consequence to Natural Selection, entailing Divergence of Character and the Extinction of less-improved forms. Thus, from the war of nature, from famine and death, the most exalted object which we are capable of conceiving, namely, the production of the higher animals, directly follows. There is grandeur in this view of life, with its several powers, having been originally breathed by the Creator into a few forms or into one; and that, whilst this planet has gone cycling on according to the fixed law of gravity, from so simple a beginning endless forms most beautiful and most wonderful have been, and are being evolved.
Nature and the Natural in European Literature One of the central features of nineteenth-century Romanticism was its love affair with nature. In nature, with its shifting moods and rhythms, the Romantics found solace, inspiration, and self-discovery. To Enlightenment thinkers, “nature” meant universal order, but to the Romantics, nature was the wellspring of divinity, the phe- nomenon that bound humankind to God. “Natural man” was one who was close to nature, unspoiled (as Rousseau had argued) by social institutions and imperatives.
The Romantics lamented the dismal effects of grow- ing industrialization. In rural settings, they found a practical refuge from urban blight, smoke-belching factories, and poverty-ridden slums. The natural land- scape, unspoiled and unpolluted, revealed the one- ness of God and the universe. This pantheistic outlook, more typical of Eastern than Western religious philoso- phy, came to pervade the literature of European and American Romantics.
Wordsworth and the Poetry of Nature In 1798, William Wordsworth (1780–1850) and his British contemporary Samuel Taylor Coleridge (1772–1834) pro- duced the Lyrical Ballads, the literary work that marked the birth of the Romantic movement in England. When the book appeared in a second edition in 1800, Wordsworth added a preface that formally explained the aims of Romantic poetry. In this manifesto, Wordsworth described poetry as “the spontaneous overflow of powerful feelings,” which takes its origin “from emotion recollected in tran- quillity.” The object of the poet is
EXPLORING ISSUES
Darwin’s Origin of Species generated much controversy in its own time and long thereafter. In the last 150 years, fossil research and molecular biology have provided overwhelming evidence to support the theory of evolution. Nevertheless, controversy continues. The debate centers on the question of origins, that is, whether human beings were divinely created or are the product of a series of biological “accidents” governed by natural selection. Creationists hold that the physical structure of the universe argues for the existence of a god whose “intelligent design” produced the world as we know it. While the defenders of Intelligent Design view Darwin’s theory of natural selection as evidence for a random and undirected universe, Darwin himself, observing the “grandeur in this view of life, with its several powers, having been originally
breathed by the Creator . . . ” speculated that natural selection and biological evolution might be part of a divine design.
Many religious faiths have no difficulty in accepting the idea that biological evolution governs the diversity of living things over billions of years, and thus find evolution and religious belief compatible. However, those who hold to the literal truth of Scripture find Darwin’s theories in direct contradiction of their religious beliefs. The ongoing controversy, which flourishes mainly in the United States, centers on public education: whether creationism should be taught along with evolution in the classroom. The debate has provoked a number of related issues, including the definition and validity of “good science,” and contemporary literal interpretations of the Book of Genesis.